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21 Aug 2007, 7:48 am
Those lining up on the side of business include the Washington Legal Foundation, represented by Ken Starr, a former Solicitor General now at K&E; Merrill Lynch, represented by Dick Thornburgh, a former Attorney General now at K&L Gates; and the Business Roundtable, represented by Seth Waxman, a former Solicitor General now at WilmerHale. [read post]
26 Apr 2008, 5:15 am
Merrill Lynch narrowly escaped becoming a subsidiary of Wachovia. [read post]
16 Oct 2011, 12:27 pm
No question that the labyrinthian nature of the U.S. health-care system demands much of people obliged to navigate it on behalf of others, and these professionals deserve to be compensated, according to independent health-care journalist Merrill Goozner. [read post]
28 Jun 2012, 7:53 am
My then-colleague Tom Merrill had worked with Roberts in government and recalled that the one thing one could say for certain about Roberts was that he never expressed his own opinion. [read post]
31 Dec 2008, 9:00 pm
Actually, Dear Reader, I imagine many of you, as I, will be just as pleased to kiss 2008 goodbye: The Dow ended the year down 33.8%, its worst annual showing since 1931--and 28 of the 30 stocks (all but Wal-Mart and McDonalds) were down by more than 10%; The more representative S&P 500 was down 38.5%; The famously tech-centric NASDAQ was down 40.5%; The small-stock Russell 2000 was down 34.8%; The FTSE 100 declined 30.9% on the year, its worst annual drop since it … [read post]
22 Apr 2009, 8:53 am
More specifically, the paper will seek to answer the two questions presented through an analysis of three high profile government cases: Mississippi Attorney General Mike Moore's lawsuit against the tobacco industry, the City of Chicago's lawsuit against the gun industry, and former New York Attorney General Eliot Spitzer's legal action against financial services firm Merrill Lynch regarding conflicts of interest in its provision of investment research analysis information. [read post]
15 Feb 2007, 9:00 pm
***SeparatelyAbout one year ago (February 28, 2006), Merrill Goozner published "Innovation in Biomedicine: Can Stem Cell Research Lead the Way to Affordability? [read post]
6 Apr 2010, 5:28 am
Merrill Lynch Asset Management, Inc. applied the correct standard for determining when an investment adviser has breached the fiduciary duty owed to captive mutual fund shareholders established under Section 36(b) of the Investment Company Act of 1940 (ICA). [read post]
23 Aug 2018, 5:05 am
From June 2012 to January 2013, Manor was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated. [read post]
16 May 2019, 8:31 am
Health Insurance Innovations raised more than $65 million with its public offering, which used underwriters Citigroup Global Markets, Credit Suisse Securities USA, BofA Merrill Lynch, and Raymond James Financial. [read post]
7 Dec 2009, 2:57 pm
Jones, former FINRA chief administrative officer: $4.43 million • Mary Schapiro, now Former FINRA chief executive officer and now SEC Chairman: $3.3 million and $7.2 million for accumulated retirement benefits • Elisse Walter, SEC commissioner: $3.8 million • Douglas Shulman, who left the SEC in March 2008 to become Internal Revenue Service Commissioner: $2.7 million • Susan Merrill, FINRA enforcement chief: Over $1 million • Grace Vogel, FINRA member… [read post]
30 Jun 2011, 1:21 pm
Jennifer Carroll; Collier Merrill, chairman of the Pensacola Chamber of Commerce; Capt. [read post]
6 May 2013, 5:00 am
(Disclosure: my company is on the list.) 1 The Blackstone Group Registered 2 Starwood Capital Group Registered 3 Lone Star Funds (Hudson Advisors) Registered 4 Colony Capital Registered 5 LaSalle Investment Management Registered 6 Tishman Speyer Registered 7 The Carlyle Group Registered 8 Goldman Sachs Real Estate Principal Investment Area Registered 9 Brookfield Asset Management Registered 10 MGPA Registered 11 Morgan Stanley Real Estate Investing Registered 12 CBRE Global Investors Registered 13… [read post]
19 Aug 2008, 4:57 pm
., Lehman Brothers, Morgan Stanley, Bear Stearns Cos. and Merrill Lynch & Co. warned the Commonwealth of Massachusetts that the auction-rate markets were in trouble and that the state should consider refinancing some of its debt. [read post]
7 Jan 2008, 7:51 am
These firms include: Pax World Management, which developed a "sin" rating system 36 years ago, and now uses both financial and ESG metrics in deciding where to invest; Northern Trust Corporation, which expects to introduce a mutual fund soon that will base investment decisions in part on the new Global… [read post]
7 May 2012, 5:00 am
(Disclosure: my company is on the list.) 1 The Blackstone Group Registered 2 Morgan Stanley Real Estate Investing Registered 3 Goldman Sachs Real Estate Principal Investment Area Registered 4 Tishman Speyer Registered 5 Colony Capital Registered 6 The Carlyle Group Registered 7 Lone Star Funds (Hudson Advisors) Registered 8 Beacon Capital Partners Registered 9 Westbrook Partners Registered 10 LaSalle Investment Management Registered 11 MGPA Registered 12 Starwood Capital… [read post]
1 Apr 2019, 7:54 am
Still, UBS and other investment firms – including Bank of America’s Merrill Lynch (BAC), Credit Suisse (CS), and Morgan Stanley (MS) – have reportedly continued to market Yield Enhancement Strategies to investors despite the ongoing losses. [read post]
25 May 2021, 12:25 pm
Contact us Potential Options for Mitchell Investors The Goldman Scarlato & Penny PC law firm often represents investors who lose money as a result of investment-related fraud or broker misconduct and is currently investigating conduct related to broker Robert Mitchell’s alleged outside business activities and separation from Merrill Lynch. [read post]
18 Feb 2016, 7:32 am
In 2003, the former Merrill Lynch tech stock analyst paid $4 million in fines and disgorgement and was permanently barred from the industry. [read post]
28 Sep 2007, 1:04 pm
.; Skidmore, Owings & Merrill, Llp; Teng & Associates, Inc.; Underwriters Laboratories, Inc.; Wiss, Janney, Elstner Associates, Inc.; American Airlines; Silverstein Properties; and United AirlinesThose are engineering firms, airlines, consulting firms, defense contractors, building contractors, and real estate firms. [read post]
