Search for: "-MJW Securities and Exchange Commission v. Majors et al" Results 21 - 40 of 98
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28 Mar 2022, 9:54 am by Eric Goldman
For example, publicly-listed publishers must file disclosures with the Securities & Exchange Commission consistent with securities laws; publishers must file income tax forms; and publishers must file reports about their lobbying activities. [read post]
2 Nov 2021, 1:41 pm by Ellena Erskine
FPC American Victory Fund, et al., the Second Amendment Foundation, et al., and the NRA Civil Rights Defense Fund provide interpretations of the amendment’s language. [read post]
16 Mar 2020, 1:54 pm by Kevin LaCroix
This would be significant to the extent it opens an avenue to primary liability for a class of persons who previously may only have faced secondary liability under the statutory “aiding and abetting provision,” which contains no private right of action and is therefore only enforceable by the Securities and Exchange Commission. [read post]
31 Oct 2018, 11:21 am by John Elwood
(relisted after the October 26 conference)   CTIA-The Wireless Association, et al. v. [read post]
24 Oct 2018, 4:33 pm by Kevin LaCroix
  By way of background, on September 20th, 2017, Securities and Exchange Commission (SEC) Chairman Jay Clayton announced a data breach into the SEC’s Electronic Data Gathering and Retrieval (EDGAR) system, a vast database that contains information about company earnings, share dealings by top executives and corporate activity such as mergers and acquisitions. [read post]
23 Apr 2018, 4:26 am by Edith Roberts
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause. [read post]
14 Feb 2018, 2:57 pm by Kevin LaCroix
Securities and Exchange Commission, 581 U.S. ___ (2017), that the SEC’s ability to recover funds through disgorgement is subject to a five-year statute of limitations. [read post]
2 Jan 2018, 3:12 am by Marty Lederman
SEC, about a topic far removed from (and less heated than) abortion rights—namely, whether the Administrative Law Judges (ALJs) who work in the Securities and Exchange Commission (SEC) are hired in a manner that violates the Appointments Clause of the Constitution, Art. [read post]
2 Jan 2018, 3:12 am by Marty Lederman
SEC, about a topic far removed from (and less heated than) abortion rights—namely, whether the Administrative Law Judges (ALJs) who work in the Securities and Exchange Commission (SEC) are hired in a manner that violates the Appointments Clause of the Constitution, Art. [read post]