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7 Nov 2011, 3:00 am
The petitioner in Gold is a 25% member and the respondent Kanter is a 75% member of a member managed LLC called Cosmo Holdings LLC formed in 2007 to invest in other companies. [read post]
29 Jun 2021, 6:03 am
Five Point Midstream Funds I and II, L.P., Case No. 01-19-00-643-CV (Tex. [read post]
25 Apr 2019, 9:07 am
”Commission-appointed Committee members include:Robert Fox - National Managing Partner, Professional Standards Group, Grant Thornton LLP; Chicago, ILCarla Garrett - Corporate Partner, Potomac Law Group PLLC; Washington, DCStephen Graham - Co-Chair, Fenwick & West LLP’s Life Sciences Practice; Seattle, WASara Hanks - CEO and Co-Founder, CrowdCheck, Inc.; Alexandria, VAYoungro Lee - CEO and Co-Founder, NextSeed; Houston, TXBrian Levey - Chief Business Affairs and Legal Officer, Upwork… [read post]
9 Feb 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 9, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 2-8, 2024 The Corporate Investment Benefits of Mutual Fund Dual Holdings Posted by Rex Wang Renjie (Vrije Universiteit Amsterdam), Patrick Verwijmeren (Erasmus School of Economics), and Shuo Xia (Halle Institute for Economic Research), on Friday, February 2, 2024 Tags:… [read post]
9 Feb 2024, 6:30 am
Posted by the Harvard Law School Forum on Corporate Governance, on Friday, February 9, 2024 Editor's Note: This roundup contains a collection of the posts published on the Forum during the week of February 2-8, 2024 The Corporate Investment Benefits of Mutual Fund Dual Holdings Posted by Rex Wang Renjie (Vrije Universiteit Amsterdam), Patrick Verwijmeren (Erasmus School of Economics), and Shuo Xia (Halle Institute for Economic Research), on Friday, February 2, 2024 Tags:… [read post]
28 Jun 2012, 9:42 am
For an example of how the commission works, a retiree invested in relatively low-risk mutual funds but wishing to increase income may be advised to invest in a Real Estate Investment Trust (“REIT”). [read post]
7 Jun 2012, 7:42 pm
The study was performed by BlueVault Partners LLC and the University of Texas at Austin’s McCombs School of Business. [read post]
7 Jun 2012, 7:42 pm
The study was performed by BlueVault Partners LLC and the University of Texas at Austin’s McCombs School of Business. [read post]
31 Oct 2011, 3:00 am
In 1997, Charlie Alston and Daryl Sealy formed Clifton LLC to invest in real estate. [read post]
28 Feb 2022, 3:00 am
At least one other customer accuses him of selling investments in the GPB Funds. [read post]
21 Feb 2018, 10:42 am
Risks of ETFs An exchange-traded fund (ETF) is an investment fund traded on stock exchanges, much like stocks. [read post]
5 Sep 2009, 8:00 am
Clark Harvard University Distinguished Service Professor and Austin Wakeman Scott Professor of Law Harvard Law School John C. [read post]
18 Jul 2011, 2:12 pm
The question in this case was "whether Janus Capital Management LLC (JCM), a mutual fund investment adviser, can be held liable in a private action under Securities and Exchange Commission (SEC) Rule 10b-5 for false statements included in its client mutual funds' prospectuses. [read post]
29 Mar 2024, 3:12 pm
Furthermore, Austin resident Ryan Masten and his Texas company BareIt Media LLC (operating as SignalPush) were also implicated in charges of fraud. [read post]
27 Aug 2020, 7:23 am
Brooks, through an entity that she worked with as an outside business, solicited investors, over half of whom where customers of her firm, to invest $906,497 in the real estate investment fund’s promissory notes. [read post]
25 Dec 2017, 6:52 pm
This article is one in a series covering the self-storage industry, a sub-sector of commercial real estate investments. [read post]
1 Sep 2023, 6:30 am
CalSTRS Escalates Efforts to Hold Global Companies Accountable for Not Adequately Disclosing Climate Change Risks Posted by Rebecca Forée, and Aeisha Mastagni, California State Teachers’ Retirement System, on Friday, August 25, 2023 Tags: Board of Directors, CalSTRS, Climate change, Proxy season SEC’s New Rules on Use of Data Analytics by Broker-Dealers and Investment Advisers Posted by Hardy Callcott, Jay Baris and Laurie Kleiman, Sidley Austin LLP, on… [read post]
1 Sep 2023, 6:30 am
CalSTRS Escalates Efforts to Hold Global Companies Accountable for Not Adequately Disclosing Climate Change Risks Posted by Rebecca Forée, and Aeisha Mastagni, California State Teachers’ Retirement System, on Friday, August 25, 2023 Tags: Board of Directors, CalSTRS, Climate change, Proxy season SEC’s New Rules on Use of Data Analytics by Broker-Dealers and Investment Advisers Posted by Hardy Callcott, Jay Baris and Laurie Kleiman, Sidley Austin LLP, on… [read post]
20 Oct 2020, 12:08 pm
According to DOJ’s press release: The Department of Justice announced today that Lakeway Regional Medical Center LLC (LRMC) agreed to pay $13,580,822.79, and Surgical Development Partners LLC, Surgical Development Partners of Austin Enterprises LLC, G. [read post]
26 Jun 2020, 1:21 pm
He secured the funds for two fake but fantastical-sounding companies, Vantastic Voyages, LLC and Happy Days Movers, LLC. [read post]
