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16 Jan 2024, 2:47 pm
In September, the SEC filed a Rule 21F-17(a) action against Monolith Resources LLC, the first such action taken against a privately held company. [read post]
16 Jan 2024, 6:00 am
Understanding terms like setoff can help make the process less intimidating and more manageable. [read post]
15 Jan 2024, 8:48 am
Witness testimony can strengthen your case by providing additional accounts supporting your claims. [read post]
28 Dec 2023, 9:05 pm
Department of Labor rule allowing pension managers to consider environmental, social, and corporate governance factors when making investment decisions. [read post]
18 Dec 2023, 3:30 am
Tiffany Castagno, CEO and founder of HR consulting firm CEPHR, LLC, is all about intentionality and mindfulness. [read post]
18 Dec 2023, 3:30 am
Tiffany Castagno, CEO and founder of HR consulting firm CEPHR, LLC, is all about intentionality and mindfulness. [read post]
13 Dec 2023, 3:42 pm
But even starting the ponderous machinery by which Congress seeks a president’s ouster is itself hugely costly because it invariably vacuums up a significant fraction of two scarce resources – congressional time and public attention. [read post]
11 Dec 2023, 10:00 pm
Practical Guidance Updates Featuring the latest updates from your Practical Guidance account. [read post]
8 Dec 2023, 4:53 pm
CLS Transportation Los Angeles, LLC (2014). [read post]
7 Dec 2023, 7:04 am
Twenty years ago I wrote an article, “Issues Concerning Royalty Valuations and Deductions,” published in the Petroleum Accounting and Financial Management Journal. [read post]
4 Dec 2023, 10:55 am
Another example is Google’s $5 billion lawsuit for tracking users’ incognito sessions in Brown v Google LLC. [read post]
4 Dec 2023, 4:58 am
The letter also spelled out certain “initial business set-up services and continuing business support services” to be provided by GF to the proposed LLC, including office space and facilities, insurance, human resource management, accounting, IT, marketing, and legal counsel to assist in “forming the partnership and associated agreements to be filed as a legal business entity. [read post]
30 Nov 2023, 9:55 am
Firms that do not perform adequate due diligence on an investment or demonstrate a breach of fiduciary duty can be held accountable for losses incurred through FINRA arbitration. [read post]
24 Nov 2023, 11:23 am
An employee may embezzle or misallocate resources for their benefit. [read post]
12 Nov 2023, 1:24 pm
At a time when the world’s most valuable resource is no longer oil but data, we recently blogged about this new and emergent space in Do You Own Your GHG Emission Data? [read post]
1 Nov 2023, 9:01 pm
The third quarter of 2023 was eventful for both domestic and international cartel enforcers. [read post]
31 Oct 2023, 8:41 am
Privacy Concerns in Archival Records, Margot Note Consulting LLC (Nov. 15, 2021). [read post]
27 Oct 2023, 6:00 am
Industry Developments SPOTLIGHT: Paze’s Digital Wallet Uses a Bank-Centered Fintech Approach to E-Commerce CheckoutDigital Transactions News – October 24, 2023 Though the official launch of the Paze online wallet from Early Warning Services LLC isn’t slated until 2024, Paze executives are already demonstrating the product. [read post]
26 Oct 2023, 12:50 pm
Financial Advisor Julie Darrah Charged with Embezzlement Financial Advisor Julie Darrah and Vivid Financial Management, the wealth management firm she co-founded, have been hit with civil charges by the Securities and Exchange Commission (SEC). [read post]
24 Oct 2023, 9:01 pm
In our 21F-17 example, it means working with your firm’s human resource and legal functions to make sure that your employment agreements and policies are up-to-date and not in violation of that rule. [read post]
