Search for: "Action Stock Transfer"
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2 Apr 2008, 5:13 am
Defendant in Securities Fraud Class Action Failed to Establish Grounds to Transfer Class Action to New York, Particularly in Light of Defendant’s Waiver in Deposit Agreement to Right to Challenge Venue California Federal Court Holds Plaintiffs filed a class action in California federal court against Himax Technologies alleging securities fraud in connection with the initial public offering of Himax stock; a related class action,… [read post]
19 Jun 2018, 11:25 am
Stock buybacks transfer capital from old established firms to new and innovative ones that need capital to meet their potential. [read post]
20 Aug 2012, 3:00 am
In October 2011, with all three cases before her, Justice Emerson conducted a framed issue hearing on the validity of the stock transfer from Marc Werner to his father. [read post]
10 Jun 2020, 1:22 pm
In 2019, the SEC filed a complaint alleging that broker-dealer Spartan Securities Group, Ltd. and transfer agent Island Capital Management LLC, which does business as Island Stock Transfer, helped create and sell at least 19 purportedly legitimate public companies that were in fact shams. [read post]
31 Dec 2019, 12:55 pm
By showing that the person is an equitable owner of stock, that person may acquire standing to sue the corporation in a derivative action or an action to dissolve the corporation. [read post]
12 Mar 2014, 6:30 am
Still, it is important that affected employers review their restricted stock arrangements and determine whether they should take additional action. [read post]
11 Apr 2023, 9:01 pm
The preferred stock cannot be transferred separately from, or voted independently from, the underlying common stock. [read post]
27 Mar 2009, 4:35 pm
With fraudulent transfer actions, the bonuses are paid, and then clawed back. [read post]
18 Jun 2010, 9:05 am
Amanda Bronstad reports in NLJ:A Southern California lawyer who lost more than $2 million from a class action settlement by investing client trust funds in the stock market has been sentenced to 18 months in prison. [read post]
17 Oct 2017, 9:01 pm
Even the National Rifle Association suggested that it would accept executive action (though not new legislation) to regulate bump stocks.It remains possible that no action will be taken to ban or further regulate bump stocks, but even the suggestion of bipartisan support for any sort of gun control is unusual. [read post]
5 Feb 2009, 6:22 am
Also, the Supreme Court held that as a matter of law, the charter violation claims transfer to a later purchaser because the injury is to the stock and not the holder. [read post]
14 Feb 2010, 1:54 pm
The transfer of intangible personal property such as stocks,bonds, corporate securities, bank deposits and mortgagesowned by a nonresident decedent is not subject to the NewJersey Inheritance Tax.3. [read post]
19 Feb 2009, 1:32 am
Ill. 2007); Stock v. [read post]
19 Feb 2009, 1:32 am
Ill. 2007); Stock v. [read post]
19 Feb 2009, 1:32 am
Ill. 2007); Stock v. [read post]
15 Jan 2019, 6:59 am
In its request, 3M argued that the proposal to implement a restricted period for officers’ stock and stock options is not a proper subject for action under Delaware law (its state of incorporation) and also would require the company to violate Delaware law. [read post]
11 Feb 2016, 2:43 pm
He transmitted the fake stock certificates with a letter falsely stating that the certificates had been transferred from Ruehle to the investor. [read post]
29 Feb 2016, 9:56 am
Bitcoin – currency, the equivalent of U.S. dollars, or a commodity more similar to a product or stock? [read post]
29 Aug 2008, 12:17 pm
§ 1407, Unopposed by Class Action Plaintiffs, and Transfers Actions to District of Maryland Thirteen (13) class actions – 8 in Maryland and 5 in New York – were filed against Municipal Mortgage & Equity and others alleging that defendants “made materially false and misleading statements in press releases, investor conference calls and regulatory filings which ultimately had a negative impact in 2008 on [the… [read post]
24 Aug 2013, 10:09 am
In addition, certain assets such as “sub-S” stock requires special trust language. [read post]
