Search for: "Adoption of Hinman" Results 21 - 36 of 36
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31 Dec 2019, 8:24 am by John Jascob
The proposal, if adopted, would remove the existing preliminary note and replace it with a new introductory paragraph that contains the same admonitions. [read post]
31 Jul 2020, 6:02 am
Statement by Commissioner Lee at Open Meeting to Adopt Amendments to the Proxy Solicitation Rules Posted by Alison Herren Lee, U.S. [read post]
  Summary of Top Shareholder Proposal Takeaways from the 2022 Proxy Season In November 2021, the Staff issued Staff Legal Bulletin No. 14L (Nov. 3, 2021) (“SLB 14L”).[3]  In SLB 14L, the Staff rescinded Staff guidance and reversed no-action decisions published during the tenure of former Division Director Bill Hinman,[4] upending the Staff’s recent approach to the application of the economic relevance exclusion in Rule 14a-8(i)(5) and the ordinary business and… [read post]
19 Nov 2020, 3:03 am by Lynn Jokela
We’ll be on the lookout for more guidance coming from Corp Fin, given Director Bill Hinman’supcoming departure. [read post]
22 Jun 2018, 9:34 am by John Jascob
Claudia Tenney (R-NY), he reaffirmed comments made by CorpFin Director Bill Hinman that, in the cryptocurrency space, Bitcoin and Ethereum do not fall under the SEC’s jurisdiction. [read post]
13 Jul 2020, 5:00 am by John Jascob
Of course, in severe situations, enforcement actions can be used, she said.According to Payne, common themes in disclosures include risks related to the regulatory environment in China and uncertainty regarding interpretations of existing regulations and the potential for adopting new regulations. [read post]
19 Jun 2019, 3:03 am by Liz Dunshee
Auditor Independence: SEC Refines “Debtor-Creditor” Analysis Yesterday, the SEC issued this 77-page adopting release to amend the auditor independence requirements in Rule 2-01 of Regulation S-X. [read post]
20 Nov 2018, 3:09 am by Broc Romanek
During the ABA meeting the following day, Corp Fin Director Bill Hinman noted that over 80% of the comments came in during the last week – and the Staff thinks they’ve been very constructive. [read post]
On October 8, 2024, Crypto.com filed a civil complaint against the Securities and Exchange Commission (“SEC”) and each of its Commissioners in the Eastern District of Texas seeking declaratory and injunctive relief. [read post]
14 May 2018, 2:43 am by John Jenkins
As a result, adoption of the rule is unlikely to have any meaningful impact, although it will allow the Commission to check this one off the Dodd-Frank mandate list. [read post]
3 May 2021, 9:05 pm by Kristin N. Johnson
In a speech in 2018, the then-Director of the SEC’s Division of Corporation Finance, William Hinman, triggered a polarized debate in the cryptocurrency [read post]
23 Mar 2012, 7:31 am by Joshua Matz
” In an op-ed for the Washington Post, former Senator Arlen Specter argues that if the Justices decline to adopt more rigorous recusal standards, Congress should legislate such standards into law. [read post]
18 Dec 2023, 2:48 pm by CFM Admin
Changes include: (i) provisions specifically tailored to evolving markets such as life science transactions and cryptocurrency- and blockchain-related offerings; (ii) enhanced ethical and legal standards, such as inclusion in the Investor Rights Agreement of a covenant requiring adoption of a workplace code of conduct and anti-harassment policies; and (iii) adaptations to legal developments, such as new drafting options in response to the Delaware Rapid Arbitration Act (2015), offering more… [read post]