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25 May 2022, 7:00 am
The Securities and Exchange Commission today announced fraud charges against Detroit-based EIA All Weather Alpha Fund I Partners LLC (EIA) and its sole owner, Andrew M. [read post]
11 Apr 2022, 2:56 am
(Alphas NY) owed:! [read post]
3 Nov 2015, 2:44 pm
They include Samson Resources, Alpha Natural Resources, Patriot Coal, Walter Energy, and Sabine Oil & gas Investments in the energy industry are often speculative and high risk. [read post]
14 Nov 2014, 11:07 am
via www.nationaljournal.com Better than anything on Alpha House. [read post]
9 Jul 2015, 11:27 am
That pitch appealed to advisers stung by the 2008 free-fall of stock markets. [read post]
17 May 2022, 12:30 pm
The transition period will be ten weeks for the US mutual funds that AGI US sub-advises and four months for the US closed-end funds that AGI US advises. [read post]
16 Aug 2017, 6:04 am
In the Matter of Alpha Bridge Capital Management (July 1, 2015)https://www.sec.gov/litigation/admin/2015/ia-4135.pdf When the Alpha Bridge fund was started in 2001, the adviser told the funds’ investors, administrator, and auditor that the adviser obtained independent, market-grounded price quotes for the securities at issue from registered representatives of two reputable broker-dealers. [read post]
16 Aug 2017, 6:04 am
In the Matter of Alpha Bridge Capital Management (July 1, 2015)https://www.sec.gov/litigation/admin/2015/ia-4135.pdf When the Alpha Bridge fund was started in 2001, the adviser told the funds’ investors, administrator, and auditor that the adviser obtained independent, market-grounded price quotes for the securities at issue from registered representatives of two reputable broker-dealers. [read post]
1 Mar 2014, 2:00 am
. **** March 3 Sponsor: Chadbourne & Parke LLP Event: HFA Symposium: Growing your Hedge Fund AUM from $100MM to $1Billion Location: New York, NY March 3-4 Sponsor: IMN Event: Alpha Hedge East Location: Palm Beach Gardens, FL March 3-4 Sponsor: FMW Event: Capital Markets Bootcamp Location: New York, NY March 3-5 Sponsor: Marcus Evans Event: Derivatives Funding & Valuation Forum Location: New York, NY March 4-5 Sponsor: GARP Event: Risk Management Convention… [read post]
25 Aug 2022, 6:25 am
At the same time, popular YouTube channels have advised artists to censor content that could be deemed offensive to avoid potential removal once the video goes live. [read post]
1 Nov 2021, 5:01 am
Alpha/Omega Concrete Corp. v Ovation Risk Planners, Inc. [read post]
29 Aug 2011, 2:11 pm
Amid Greece's sovereign debt crisis, two of the country's largest lenders agreed to merge on Monday. [read post]
8 Apr 2012, 9:19 am
Law Lessons from ALPHA BEAUTY DISTRIBUTORS, INC. [read post]
19 Sep 2016, 6:23 am
(“Cantella”), a Boston-based investment adviser that licensed F-Squared’s Alpha Sector strategy, with securities violations for employing F-Squared’s false track record in its marketing materials. [read post]
19 Sep 2016, 6:23 am
(“Cantella”), a Boston-based investment adviser that licensed F-Squared’s Alpha Sector strategy, with securities violations for employing F-Squared’s false track record in its marketing materials. [read post]
16 Dec 2014, 3:21 pm
If that adviser raises a red flag, you should consider finding experienced counsel. [read post]
27 Aug 2012, 5:33 am
What would Screwtape advise him to do? [read post]
19 Jun 2008, 9:01 am
Consider the following scenario: A company provides two-way alpha-numeric pagers to employees. [read post]
6 May 2013, 5:00 am
Is a fund manager is an investment adviser? [read post]
6 May 2013, 5:00 am
Is a fund manager is an investment adviser? [read post]
