Search for: "Advisor Group Holdings, Inc."
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8 Feb 2024, 3:30 am
Following that, I held DEI leadership roles at Gap Inc., Symantec, Nike, and Year Up. [read post]
7 Feb 2024, 9:10 am
& Income Fund GPB Holdings II, LP GPB Automotive Portfolio, LP Shopoff Commercial Growth & Income Fund II, LP Shopoff Land Fund III, LP King Royalty Masters Property Inc The FINRA claim seeks damages in an amount between $100,000 and $350,000. [read post]
6 Feb 2024, 3:58 pm
Blackwell Security Services Religious Discrimination Litigation Settlement The settlement with Blackwell Security Services, Inc. [read post]
25 Jan 2024, 6:06 pm
Further, a report this month from real estate data firm CoStar Group Inc indicated that the U.S. office vacancy rate hit a new high of 12.9% in the first quarter. [read post]
24 Jan 2024, 1:37 pm
Riley Wealth Advisors, registered in 2005, has 415 advisors. [read post]
3 Jan 2024, 1:36 pm
Among its investors, Israel Englander’s Millennium Management holds the largest stake. [read post]
27 Dec 2023, 6:09 pm
On March 13, 2020, FINRA reportedly revoked the registration of former Independent Financial Group advisor James M. [read post]
23 Dec 2023, 7:16 pm
“Know then thyself, presume not God to scan; The proper study of Mankind is Man. [read post]
20 Dec 2023, 2:50 pm
Instead, the reporting employees were transferred to other dealerships within the holding group. [read post]
18 Dec 2023, 2:48 pm
His experience and expertise in the field will greatly contribute to the success and growth of our Funds practice group. [read post]
18 Dec 2023, 8:10 am
Shopoff Land Fund IV Shopoff Commercial Growth & Income Fund II, LP QT Imaging, Inc The claim seeks damages of $100,000 and $280,000. [read post]
8 Dec 2023, 11:11 am
(CRD#:17499), PANAMA CITY, FL B, 04/07/2010 – 01/07/2013, HANCOCK INVESTMENT SERVICES, INC. [read post]
29 Nov 2023, 3:03 am
She holds an MS in human resources management. [read post]
27 Nov 2023, 7:44 am
Jose Candelario (Jose Manuel Candelario Padilla CRD# 4847560) is a previously registered broker and investment advisor last registered with Nationwide Planning Associates Inc. [read post]
21 Nov 2023, 3:15 pm
Prior OCR Enforcement & Guidance Warned HIPAA Entities About Media Disclosures OCR guidance and enforcement actions alerted SJMC and other HIPAA entities of their HIPAA responsibility not to disclose or allow access by the media or other third parties long before SJMC allowed the media access and disclosures that resulted in the new Settlement. 2013 Shasta Regional Medical Center Enforcement Shasta Regional Medical Center (“SRMC”) holds the distinction of being the… [read post]
21 Nov 2023, 2:26 pm
Silver Law Group founder and managing partner Scott Silver has been featured in an article on Investment News’ website where he discusses FINRA’s increased scrutiny of brokers and investment advisors who recommended and sold high-risk private placements and other investments from Dallas-based GPB Private Holdings. [read post]
10 Nov 2023, 1:35 pm
quickly to implement and communicate 2024 health spending account (“HFSA”), high deductible health plan amounts relevant to determining eligibility to contribute to a medical savings account (“MSA”), adoption credit and exclusion limits, and other inflation-adjusted limitations relevant to the annual enrollment, withholding and other year-end tax and benefit planning of workers and their families to assist workers to take into account these adjustments during 2024 benefit… [read post]
8 Nov 2023, 10:14 pm
What happens if I hold longer than one trading day? [read post]
5 Nov 2023, 3:10 pm
§ 164.308(a)(1)(ii)(A) requires a covered entity to conduct an accurate and thorough assessment of the potential risks and vulnerabilities to the confidentiality, integrity, and availability of ePHI it holds. [read post]
9 Oct 2023, 9:45 pm
Department of the Interior Attorney-Advisor. [read post]
