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5 Jan 2024, 3:05 am
Her company has been recognized in the Inc. 5000. [read post]
1 Jan 2024, 2:29 pm
The MLC, Inc. [read post]
18 Dec 2023, 2:48 pm
The Chief Compliance Officer (“CCO”) of a registered investment advisor (“RIA”) must conduct a review of the adviser’s compliance policies and procedures annually. [read post]
13 Dec 2023, 11:00 pm
Lightstone Value Plus REIT II, Inc. [read post]
5 Dec 2023, 2:15 am
At the end of the day, employees are a company’s biggest asset. [read post]
30 Nov 2023, 1:58 pm
His previous employers include Sagepoint Financial, Inc. [read post]
16 Nov 2023, 10:19 am
The MLC, Inc. [read post]
19 Oct 2023, 9:05 pm
s=3473&item=74221. [11] BBVA, BBVA receives the Bank Innovation award for its gamification platform, BBVA Game (2017), https://www.bbva.com/en/innovation/bbva-receives-bank-innovation-award-gamification-platform-bbva-game/. [12] Legal scholars have written about “digital finance platforms” in the asset management area. [read post]
9 Oct 2023, 9:45 pm
Department of the Interior Attorney-Advisor. [read post]
3 Oct 2023, 9:01 pm
SEC press release │SEC complaint | SEC order Investment adviser agrees to settle disclosure claims for SPAC-related activity In the Matter of Monroe Capital Management Advisors (A.P. [read post]
2 Oct 2023, 2:30 am
Lin Grensing-Pophal is a Contributing Editor at HR Daily Advisor. [read post]
2 Oct 2023, 2:30 am
Lin Grensing-Pophal is a Contributing Editor at HR Daily Advisor. [read post]
28 Sep 2023, 12:22 pm
A common structure for many alternative investments involves management fees known as “2&20,” signifying a 2% annual asset management fee and a 20% profit-sharing component. [read post]
19 Sep 2023, 7:00 am
The firms were Artemis Wealth Advisors, LLC; Trowbridge Capital Partners, LLC; MRA Advisory Group; McElhenny Sheffield Capital Management, LLC; Macroclimate, LLC; Linden Thomas Advisory Services, LLC; Hansen & Associates Financial Group, Inc.; Elm Partners Management, LLC; BTS Asset Management Inc. and Banorte Asset Management, Inc. [read post]
8 Sep 2023, 12:51 pm
The firm reportedly manages $458 billion in assets. [read post]
7 Sep 2023, 10:25 am
Atria’s subsidiaries together reportedly support approximately 2,700 financial professionals and nearly $120 billion of assets under management. [read post]
5 Sep 2023, 1:17 pm
The advisory firms are: Lloyd George Management (HK) Limited; Bluestone Capital Management LLC; The Eideard Group, LLC; Disruptive Technology Advisers LLC; and Apex Financial Advisors Inc. [read post]
1 Sep 2023, 6:44 am
Elder Financial Fraud And Securities Arbitration Seniors and others reasonably rely on their financial advisors to properly manage their account. [read post]
1 Sep 2023, 6:30 am
Evidence from a Natural Experiment Posted by Hwanki Brian Kim (Baylor University), Woojin Kim (Seoul National University), and Mathias Kronlund (Tulane University), on Tuesday, August 29, 2023 Tags: Corporate cash, investments, natural experiment, payout policy, tax, tax reform, wages Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, August 29, 2023 Tags: activist investors, Asset Managers,… [read post]
1 Sep 2023, 6:30 am
Evidence from a Natural Experiment Posted by Hwanki Brian Kim (Baylor University), Woojin Kim (Seoul National University), and Mathias Kronlund (Tulane University), on Tuesday, August 29, 2023 Tags: Corporate cash, investments, natural experiment, payout policy, tax, tax reform, wages Dealing with Activist Hedge Funds and Other Activist Investors Posted by Martin Lipton, Wachtell Lipton Rosen & Katz, on Tuesday, August 29, 2023 Tags: activist investors, Asset Managers,… [read post]
