Search for: "Advisory Group Equity Services Ltd." Results 21 - 40 of 64
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GPB Holdings II LP “Ponzi-Like Scheme” – Recovery for Investors
21 Apr 2021, 9:37 am by The White Law Group
The following is a list of broker dealers that allegedly sold GPB Holdings II to investors, according to the Form D filings: Axiom Capital Management, Inc Ascendant Alternative Strategies, LLC ACCELERATED CAPITAL GROUP ADVISORY GROUP EQUITY SERVICES LTD. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
Broker Frank Sapareto, Formerly of Advisory Group Equity Services, Investigated by FINRA
2 Apr 2021, 12:28 pm by Iorio Altamirano
FINRA has filed a complaint against former Advisory Group Equity Services Ltd. [read post]
Iorio Altamirano - https://www.iorioaltamirano.com/blog/
eDiscovery Mergers, Acquisitions, and Investments in Q1 2021
1 Apr 2021, 5:53 am by Rob Robinson
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
ComplexDiscovery - https://complexdiscovery.com/
CFTC’s Global Market Advisory Committee explores increased retail participation in derivatives markets
12 Mar 2021, 7:58 am by John Jascob
Meanwhile, Nicholas Lincoln, Group Head of Market Risk & Liquidity Risk, LCH Group talked about how the LCH clearing model worked during the pandemic while focusing on two unique use cases. [read post]
Jim Hamilton's World of Securities Regulation - http://jimhamiltonblog.blogspot.com/
Top Ten Financial and Healthcare Fraud Prison Sentences of 2020
27 Jan 2021, 11:22 am by anne
Jason Galanis was sentenced to nearly 16 years in prison after he pled guilty to his role in multiple securities fraud schemes, and specifically for his involvement in manipulating the market for Gerova Financial Group, Ltd. [read post]
Whistleblower Insider - https://constantinecannon.com/practice/whistleblower/blog/
eDiscovery Mergers, Acquisitions, and Investments in 2020
10 Jan 2021, 5:39 am by Rob Robinson
Year M&A+I Events (Running Listing: November 2001 – Today) eDiscovery Mergers, Acquisitions, and Investments Event DateAcquired (Investee)Acquirer (Investor)Amount (Estimated $) 6-Jan-21VerQuRelativity 17-Dec-20DISCO (Investee)Comerica (Equity Investment)$40,000,000 4-Dec-20Nuix LImited (NXL) - IPOAustralian Stock Exchange (ASX) 3-Dec-20AccessDataExterro 1-Dec-20CicaydaTCDI 12-Nov-20Hyperion Global PartnersEpiq 10-Nov-20Digital ReasoningSmarsh 15-Oct-20DISCO (Investee)Georgian… [read post]
ComplexDiscovery - https://complexdiscovery.com/
eDiscovery Mergers, Acquisitions, and Investments in Q4 2020
1 Jan 2021, 6:14 am by Rob Robinson
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
ComplexDiscovery - https://complexdiscovery.com/
An Abridged Look at the Business of eDiscovery: Mergers, Acquisitions, and Investments
13 Dec 2020, 3:25 am by Rob Robinson
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
ComplexDiscovery - https://complexdiscovery.com/
Ronald Birnbaum, Advisory Group Equity Services Broker, Sold GPB Capital To Investors
20 Oct 2020, 7:20 am by Silver Law Group
Ronald Birnbaum (Ronald David Birnbaum CRD# 238250) is a broker and investment advisor currently registered with Advisory Group Equity Services Ltd. and Trust Advisory Group Ltd. [read post]
Securities Arbitration Lawyers Blog - https://www.silverlaw.com/blog/
eDiscovery Mergers, Acquisitions, and Investments in Q3 2020
1 Oct 2020, 3:37 am by Rob Robinson
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
ComplexDiscovery - https://complexdiscovery.com/
eDiscovery Mergers, Acquisitions, and Investments in Q2 2020
30 Jun 2020, 2:27 pm by Rob Robinson
(Investors)$1,800,000 12-Jul-17Esquify (Investment)Network Ventures, Foley Ventures, and Bridge Investments (Investors)$710,000 21-Jun-17KNJ (Merger)Congruity360 (Merger) 17-May-17Altep, Inc.Advanced Discovery 17-May-17Discovia (Merger)Lighthouse eDiscovery (Merger) 16-May-17Zapproved (Investment)Vista Equity Partners (Investor) 2-May-17Morae Legal (Merger) New Entity Called Morae Global CorporationClutch Group (Merger) 26 - Apr - 17 [read post]
ComplexDiscovery - https://complexdiscovery.com/
The Pre-Suit Demand Requirement for a Corporation in Liquidation or Receivership
13 Apr 2020, 4:28 am by Franklin C. McRoberts
The New York Derivative Lawsuit and the Bermuda Liquidation Proceeding In 2012, a group of minority shareholders sued derivatively on behalf of Culligan, a Bermuda corporation in the business of providing “water treatment services and equipment, primarily through franchised dealers. [read post]
New York Business Divorce - http://www.nybusinessdivorce.com/
eDiscovery Mergers, Acquisitions, and Investments in Q1 2020
29 Mar 2020, 7:56 am by Rob Robinson
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
ComplexDiscovery - https://complexdiscovery.com/
Welcome to 2020: A Federal and Ontario Employment and Labour Law Summary
20 Feb 2020, 9:17 am by Yosie Saint-Cyr
Employment Equity Act Amendments to the Employment Equity Act are expected to come into force in the winter of 2020. [read post]
Slaw - http://www.slaw.ca
eDiscovery Mergers, Acquisitions, and Investments in 2019
1 Jan 2020, 8:11 am by Rob Robinson
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
ComplexDiscovery - https://complexdiscovery.com/
eDiscovery Mergers, Acquisitions, and Investments in Q4 2019
26 Dec 2019, 6:52 am by Rob Robinson
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
ComplexDiscovery - https://complexdiscovery.com/
Weekly News Update — December 19, 2019
19 Dec 2019, 10:09 am by Kristian Soltes
Ltd., better known as Gopay. [read post]
C|C Payments Blog - https://constantinecannon.com/practice/antitrust-litigation-counseling/cc-payments-blog/
SEC: 16 Advisory Firms to Pay Nearly $10 Million to Investors
2 Oct 2019, 6:13 am by Renae Lloyd
IC Advisory Services Inc. [read post]
The White Law Group's Securities Fraud Blog - http://www.whitesecuritieslaw.com/securities-fraud/blog/
eDiscovery Mergers, Acquisitions, and Investments in Q3 2019
21 Sep 2019, 2:31 pm by Rob Robinson
(Investors)$1,800,000 12-Jul-17Esquify (Investment)Network Ventures, Foley Ventures, and Bridge Investments (Investors)$710,000 21-Jun-17KNJ (Merger)Congruity360 (Merger) 17-May-17Altep, Inc.Advanced Discovery 17-May-17Discovia (Merger)Lighthouse eDiscovery (Merger) 16-May-17Zapproved (Investment)Vista Equity Partners (Investor) 2-May-17Morae Legal (Merger) New Entity Called Morae Global CorporationClutch Group (Merger) 26 - Apr - 17Ipro (Investment)ParkerGale Capital (Investor)… [read post]
ComplexDiscovery - https://complexdiscovery.com/
eDiscovery Mergers, Acquisitions, and Investments in Q2 2019
23 Jun 2019, 7:34 am by Rob Robinson
Court Reporting Business (Divestiture)Veritext Legal Solutions 11-Feb-19Propulse VideoTransPerfect 11-Feb-19QUiVX eDiscoveryXact Data Discovery 7-Feb-19Luminance (Investee)Invoke Capital, Talis Capital, and Slaughter and May (Investors)$10,000,000 31-Jan-19Catalyst Repository SystemsOpenText$75,000,000 25-Jan-19Cognatio LawElevate 24-Jan-19DISCO (Investee)Georgian Partners, Bessemer Venture Partners, LiveOak Venture Partner, The Stephens Group, Comerica (Investors)$83,000,000 21-Jan-19Yerra… [read post]
ComplexDiscovery - https://complexdiscovery.com/