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11 May 2018, 6:01 am
Securities and Exchange Commission, on Friday, May 4, 2018 Tags: Broker-dealers, Capital markets, Conflicts of interest, Disclosure, Financial advisers, Investor protection, Retail investors, SEC, Securities enforcement, Securities regulation Do Women CEOs Earn More and Have More Diverse Boards? [read post]
20 Dec 2017, 7:36 am by Amber Walsh
These investors are primarily funds that focus largely on growth-stage, buyout and platform funding transactions, and the sheer number of investors is a real testament to investors’ views of healthcare as a solid investment play. [read post]
14 Nov 2017, 3:27 am by Kevin LaCroix
  Along these lines, so-called “ICOs” emerged as a novel form of capital raising, whereby startups sell digital tokens to investors to help fund projects, facilitated by the same blockchain technology that powers digital currencies such as bitcoin. [read post]
16 Nov 2015, 10:11 am by Adam Weinstein
In addition, the largest U.S. coal producer, Alpha Natural Resources (Stock Symbol: ANRZ), filed Chapter 11 in the U.S. [read post]
22 Jul 2015, 9:14 am by D. Daxton White
The White Law Group is a national securities arbitration, securities fraud, and investor protection law firm with offices in Chicago, Illinois and Vero Beach, Florida. [read post]
23 Apr 2015, 8:00 pm by Kevin LaCroix
The complaint alleges that beginning in September 2013, the company retained MissionIR, which is alleged to be a securities advisor and investor relations firm and an affiliate of The DreamTeam Group (DTG). [read post]
10 Mar 2015, 4:00 am by nedaj
****l Date: March 2-3, 2015 Sponsor: Information Management Network Event: Alpha Hedge East Conference Location: Palm Beach Gardens, FL Date: March 3, 2015 Sponsor: HFA Event: Investor Outlook: What the European Elections Mean for the Markets Location: London, U.K. [read post]
10 Mar 2015, 4:00 am by nedaj
****l Date: March 2-3, 2015 Sponsor: Information Management Network Event: Alpha Hedge East Conference Location: Palm Beach Gardens, FL Date: March 3, 2015 Sponsor: HFA Event: Investor Outlook: What the European Elections Mean for the Markets Location: London, U.K. [read post]
1 Feb 2015, 2:00 am by nedaj
Investing Location: New York, NY Date: February 23, 2015 Sponsor: Hedge Connection Event: 5th Annual Institutional Investor Life Settlement Conference Location: New York NY Date: February 23, 2015 Sponsor: LISA Event: Institutional Investor Life Settlement Conference Location: New York, NY Date: February 24-25, 2015 Sponsor: IBC Event: UCITS & AIFMD for US Managers 2015 Location: New York, NY **** Cole-Frieman & Mallon LLP provides legal services for hedge fund managers and… [read post]
1 Feb 2015, 2:00 am by nedaj
Investing Location: New York, NY Date: February 23, 2015 Sponsor: Hedge Connection Event: 5th Annual Institutional Investor Life Settlement Conference Location: New York NY Date: February 23, 2015 Sponsor: LISA Event: Institutional Investor Life Settlement Conference Location: New York, NY Date: February 24-25, 2015 Sponsor: IBC Event: UCITS & AIFMD for US Managers 2015 Location: New York, NY **** Cole-Frieman & Mallon LLP provides legal services for hedge fund managers and… [read post]
12 Dec 2014, 5:21 am by D. Daxton White
The company issued debt to raise capital for its ventures, including the Alpha Natural Resources, Inc. 3.75% 6.25% 6/1/2021 bonds. [read post]
12 Dec 2014, 5:19 am by D. Daxton White
The company issued debt to raise capital for its ventures, including the Alpha Natural Resources, Inc. 4.875% 12/15/2020 bonds. [read post]
5 Sep 2014, 1:54 pm by nedaj
Hedge Fund Bootcamp – What Emerging Managers Need to Know Location: San Francisco, CA Date: September 11, 2014 Sponsor: Capital Roundtable Event: Overseeing Private Equity Portfolio Cos. [read post]
19 May 2014, 6:27 am by Doug Cornelius
1 The Blackstone Group Registered 2 Lone Star Funds (Hudson Advisors) Registered 3 Starwood Capital Group Registered 4 Colony Capital Registered 5 Brookfield Asset Management Registered 6 Tishman Speyer Registered 7 Angelo Gordon Registered 8 Westbrook Partners Registered 9 Oaktree Capital Management Registered 10 Global Logistic Properties  Overseas 11 Walton Street Capital Registered 12 GI Partners Registered 13 … [read post]
1 Mar 2014, 2:00 am by nedaj
UCITS Fund Distribution Summit 2014  Location: New York, NY March 24-25 Sponsor: FMW Event: Risk Management for Non-Quants  Location: New York, NY March 24-25 Sponsor: Financial Adviser Event: Asset Manager Showcase Location: San Francisco, CA March 24-26 Sponsor: WBR Event: FIMA 2014 Location: Boston, MA March 25-26 Sponsor: FRA Event: Hedge Fund Due Diligence Master Class Location: New York, NY March 25-26 Sponsor: Center for Financial Professionals Event: Stress Testing USA 2014 … [read post]
13 Feb 2014, 1:12 pm
The first is to invest in high ‘alpha’ opportunities, where we believe we can earn a significant premium over similar but more liquid equity investments. [read post]
14 Jan 2014, 4:53 am by Rebecca Tushnet
Alpha Media Publishing, Inc., No. 12–CV–1924, 2013 WL 1290409 (S.D.N.Y. [read post]
1 Jan 2014, 2:00 am by nedaj
. **** January 6-7 Crowdfund Production Event: Aspen Investment Forum Location: Aspen, CO January 7-9 Sponsor: Opal  Event: Public Funds Summit Location: Scottsdale, AZ January 8 Sponsor: Managed Funds Association  Event: Treasury International Capital B Forms: Making Sense of TIC B Requirements Location: New York, NY January 9 Sponsor: 100 Women in Hedge Funds Event: A Dinner Conversation with Meg Whitman Location: Los Angeles, CA January 9 Sponsor: K&L Gates, Baker… [read post]
We manually collect the names and AUMs of large hedge fund firms that do not participate in commercial databases from surveys published by Institutional Investor and Absolute Return+Alpha magazines, which are good sources of information with almost a decade of continuous history. [read post]