Search for: "American Investment Exchange, LLC"
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5 Sep 2023, 4:00 am
Circuit has vacated the SEC's rejection of Grayscale Investment's proposed bitcoin exchange-traded product. [read post]
25 Aug 2023, 5:58 pm
McCormick, Chancellor, Delaware Court of ChanceryRick Alexander, Founder and Chief Executive Officer, The Shareholder CommonsJames Cole, Jr., Chairman & Chief Executive of The Jasco Group, LLC; Director and Chair of the Nominating and Governance Committee, AIGMichelle Edkins, Managing Director, Blackrock Investment StewardshipPeggy Foran, Chief Governance Officer, Senior Vice President and Corporate Secretary, Prudential Financial, Inc.Lawrence A. [read post]
22 Aug 2023, 8:46 am
April 2023 – The Securities and Exchange Commission (SEC)reportedly charged Marcus Moon of Broward County, FL, with allegedly providing investment advisory and brokerage services, primarily targeting African American investors within the Christian faith. [read post]
11 Aug 2023, 12:49 pm
FINRA is overseen by the Securities and Exchange Commission (SEC) and is authorized by Congress to protect U.S. investors from investment fraud by making sure the broker-dealer industry operates fairly and honestly. [read post]
2 Aug 2023, 11:54 am
FINRA is overseen by the Securities and Exchange Commission (SEC) and is authorized by Congress to protect U.S. investors from investment fraud by making sure the broker-dealer industry operates fairly and honestly. [read post]
28 Jul 2023, 1:02 pm
In August of 2021, The Securities and Exchange Commission stated that John J. [read post]
20 Jul 2023, 2:09 am
Capital Everest Realty Management Madison Realty Companies RK Properties Starboard Realty Advisors KB Exchange Trust Essex Realty Investments (ERI) Avistone Premier Business Parks Arrimus Capital Black Creek Group Landmark Dividend, LLC NB Private Capital Nelson Partners Student Housing Nexpoint Griffin Capital Guardians of Wealth Pacific Oak-Related Core Pacific Advisors American Capital Group Croatian Investments REVA Kay (Real Estate Value Advisors)… [read post]
11 Jul 2023, 11:19 am
According to his FINRA Broker Report, David Geake was affiliated with the following firms during his career: 09/14/2018 – 05/30/2023, AMERICAN TRUST INVESTMENT SERVICES, INC. [read post]
22 May 2023, 10:59 am
By filing and delivering to customers a Form CRS that omitted required information, American Wealth Management reportedly violated Section 17(a)(1) of the Securities Exchange Act of 1934, Exchange Act Rule 17a-14, and FINRA Rule 2010. [read post]
18 Apr 2023, 11:37 am
Florida Broker Marcus Moon Barred after Allegations of Selling Away According to The Securities and Exchange Commission on April 18, 2023, the agency is charging Marcus Moon, of Broward County, FL, with improperly offering investment advisory and brokerage services, allegedly “predominately to African American investors of the Christian faith. [read post]
30 Mar 2023, 10:04 am
Truist Investment Services A Latin American family is just one of the many investors that lost money in Northstar. [read post]
30 Mar 2023, 8:48 am
The White Law Group has represented hundreds of investors that have lost money in alternative investments (investments like Griffin Realty Trust, FS Energy & Power Fund, GWG L Bonds, GPB Capital offerings, KBS REITs, American Finance Trust, Healthcare Trust, Inc. and Atlas offerings, just to name a few). [read post]
17 Mar 2023, 2:56 pm
The post FINRA Offers Tips for Recovering from Investment Fraud appeared first on Zamansky LLC. [read post]
6 Mar 2023, 1:37 pm
The Strategy stresses the importance of creating a distributed network of cyber defense, developed by collaboration between defenders and enabled by the automated exchange of information. [read post]
1 Mar 2023, 9:58 am
LLC, (Fed. [read post]
22 Feb 2023, 1:07 pm
Stroud is General Counsel at Unified Patents – an organization often adverse to litigation-funded entities.[1] He is also an adjunct professor at American University Washington College of Law. [read post]
19 Feb 2023, 9:01 pm
Under this doctrine, an administrative agency must have clear statutory authorization “when it seeks to regulate ‘a significant portion of the American economy. [read post]
9 Feb 2023, 9:05 pm
Securities and Exchange Commission (SEC) proposed a rule that would prohibit the agency’s employees from investing in funds that concentrate investments “in entities directly regulated” by the SEC. [read post]
7 Feb 2023, 6:19 pm
The program is funded jointly by states and the federal government.Mallinckrodt ARD LLC, previously Questcor Pharmaceuticals Inc., paid $260 million to resolve separate allegations relating to its drug H.P. [read post]
2 Feb 2023, 10:55 am
Investment Fraud Lawyer, Jake Zamasnky, Breaks Down Investment Fraud and FINRA Arbitration in Episode 1 of The Investment Lawyer Speaks Episode 1 Transcript 00:28 – Nancy Rapp, PaperStreet Hello, welcome to the Investment Lawyer Speaks a podcast produced by the Zamansky Law Firm. [read post]
