Search for: "Anne Sherry"
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3 Jan 2008, 9:03 am
In his lawsuit, Marcantonio claimed that Moen and Anne Arundel Diagnostics Inc.'s Dr. [read post]
3 Jan 2008, 9:03 am
In his lawsuit, Marcantonio claimed that Moen and Anne Arundel Diagnostics Inc.'s Dr. [read post]
24 Apr 2012, 10:20 am
Fujino, Sherri-Ann L. [read post]
29 Nov 2023, 7:55 am
I am deighted to pass along the announcement of the publication of (Anne Wagner and Sarah Marusek (eds)) Research Handbook on Legal Semiotics (Edward Elgar, 2023). [read post]
3 Dec 2009, 1:23 pm
Ann Brobst and John J. [read post]
7 Jan 2008, 11:39 pm
I tag Marie Reilly, Nancy Rapoport, Michael Dorf and/or Sherry Colb, and Paul Caron. [read post]
9 Feb 2010, 8:24 am
By Mike Dorf Last week, in a column and accompanying blog post, Sherry highlighted a peculiar Kansas law/interpretation of law, under which force in self-defense is legal but the threat of force is not. [read post]
30 Nov 2011, 9:58 am
SHERRY ANN ROOS, Defendant and Appellee. [read post]
3 May 2024, 8:17 am
By Anne Sherry, J.D.A report commissioned by the SEC’s Office of the Advocate for Small Business Capital Formation finds that investors undervalue crowdfunding offerings by women and minority entrepreneurs. [read post]
11 Jan 2023, 6:57 am
By Anne Sherry, J.D.The Municipal Securities Rulemaking Board published its criteria for designating participants in business continuity and disaster recovery testing. [read post]
20 Feb 2020, 9:00 am
By Anne Sherry, J.D.By invitation of the judge overseeing the SEC’s lawsuit against Telegram, the CFTC expressed its view that the "Gram" digital currency, while a commodity, may be subject to the registration requirements of the Securities Act. [read post]
13 Jun 2023, 7:09 am
By Anne Sherry, J.D.An attorney settled SEC charges of violating the ’33 and ’34 Acts by helping a public-company chairman sell restricted stock into the markets. [read post]
10 Aug 2023, 5:37 am
By Anne Sherry, J.D.In a letter to SEC Chair Gary Gensler, House Democrats led by Sean Casten (D-Ill), Juan Vargas (D-Cal), and Kathy Castor (D-Fla) urged the Commission to finalize a rule on climate-related disclosure. [read post]
21 Mar 2017, 5:00 am
By Anne Sherry, J.D.The Supreme Court declined to resolve a circuit split regarding whether Dodd-Frank protects whistleblowers who do not report misconduct to the SEC. [read post]
7 Oct 2015, 1:54 am
By Anne Sherry, J.D. [read post]
30 Nov 2015, 7:44 am
By Anne Sherry, J.D.A claimant lacked standing to challenge distributions from the assets remaining after a Ponzi scheme collapsed. [read post]
12 Sep 2017, 6:46 am
By Anne Sherry, J.D.In an op-ed published in the French financial daily Les Echos, CFTC Chairman Chris Giancarlo stressed that regulatory deference will be the path forward to cross-border supervision of central counterparties. [read post]
23 Apr 2024, 6:48 am
By Anne Sherry, J.D.A pair of provisions inspired by Enron’s document destruction have applicability beyond the securities context. [read post]
19 Oct 2022, 6:20 am
By Anne Sherry, J.D.In remarks to open a recent meeting of the Small Business Capital Formation Advisory Committee, SEC Commissioner Mark Uyeda expressed concerns about the impacts of reporting and disclosure requirements for public companies. [read post]
28 Jul 2021, 7:49 am
By Anne Sherry, J.D.The SEC announced an enforcement sweep resulting in 27 settlements with advisers and broker-dealers for failing to file and deliver Form CRS. [read post]
