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16 Jan 2024, 6:35 am
By Anne Sherry, J.D.Comments are in on a proposed rule change that would allow Natural Asset Companies to trade on the NYSE. [read post]
9 Jan 2024, 12:05 pm
Brief for Professors Mary Ann Glendon and O. [read post]
5 Jan 2024, 9:15 am
By Anne Sherry, J.D.Several securities industry associations submitted comments on the Department of Labor’s proposal to update the definition of an investment advice fiduciary under ERISA. [read post]
11 Dec 2023, 7:14 am
By Anne Sherry, J.D.Elon Musk is petitioning the Supreme Court to review an agreement he made to run his tweets by a Tesla attorney before posting them. [read post]
5 Dec 2023, 6:08 am
By Anne Sherry, J.D.Stockholders who voted against a charter amendment breached a stockholders agreement that bound them to follow the board’s recommendation. [read post]
1 Dec 2023, 9:17 am
By Anne Sherry, J.D.In remarks before an advisory committee meeting Wednesday, SEC commissioners expressed their hopes and concerns about the possible amendment of the accredited investor definition. [read post]
29 Nov 2023, 7:55 am
I am deighted to pass along the announcement of the publication of (Anne Wagner and Sarah Marusek (eds)) Research Handbook on Legal Semiotics (Edward Elgar, 2023). [read post]
22 Nov 2023, 6:19 am
By Anne Sherry, J.D.Beginning next month, public companies will be required to disclose material cyber incidents within four business days. [read post]
21 Nov 2023, 6:02 am
By Anne Sherry, J.D.The SEC adopted new rules regarding the governance of registered clearing agencies. [read post]
15 Nov 2023, 5:57 am
By Anne Sherry, J.D.The Court of Appeals for the Ninth Circuit held that a short-swing transaction is exempt from clawback if it had board approval, even if that approval was not given for the specific purpose of the exemption. [read post]
3 Nov 2023, 4:00 am
High Court Struggles on Whether Officials May Block Social Media Critics MSN – Ann Marimow (Washington Post) | Published: 10/31/2023 The U.S. [read post]
30 Oct 2023, 7:31 am
By Anne Sherry, J.D.The leader of a challenge to Nasdaq’s board-diversity rule is asking the full Fifth Circuit to rehear the case. [read post]
24 Oct 2023, 7:17 am
By Anne Sherry, J.D.The SEC dropped its claims against two officers and directors of Ripple Labs. [read post]
19 Sep 2023, 5:14 am
By Anne Sherry, J.D.The Delaware Court of Chancery upheld a governance structure that gave the lion’s share of voting power to two specified stockholders. [read post]
15 Sep 2023, 10:18 am
By Anne Sherry, J.D.The SEC proposed new rules meant to enhance the security of its EDGAR filing system and improve how users access the system. [read post]
12 Sep 2023, 6:31 am
By Anne Sherry, J.D.A failure to disclose information under Item 303 can serve as the basis for liability under Section 10(b) and Rule 10b-5 if the omission is material and the other necessary fraud elements are satisfied, the district court in Chicago held. [read post]
30 Aug 2023, 5:56 am
By Anne Sherry, J.D.A Ninth Circuit panel narrowly revived some claims alleging that Nvidia Corp. and three of its officers defrauded investors by downplaying the extent to which Nvidia’s gaming revenues relied on the demand for cryptocurrency. [read post]
28 Aug 2023, 5:01 am
By Anne Sherry, J.D.SEC Commissioner Hester Peirce said that she declined to support the agency’s new rulemaking on private fund advisers because it is “ahistorical, unjustified, unlawful, impractical, confusing, and harmful. [read post]
18 Aug 2023, 4:56 am
By Anne Sherry, J.D.In amicus briefs before the Supreme Court, SIFMA and the U.S. [read post]
15 Aug 2023, 7:51 am
Bill Hyman and his wife, Sherry. [read post]
