Search for: "Avakian v. Avakian"
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1 Dec 2017, 2:55 pm
According to Enforcement Co-Director Stephanie Avakian, while “retail” refers to Ponzi schemes and microcap fraud, it also touches on misguided tactics at the “intersection of investment professionals and retail investors. [read post]
8 Sep 2021, 6:54 am
SEC v. [read post]
24 Oct 2019, 2:40 pm
The Telegram TRO Dating back to as early as 2014, the SEC began bringing enforcement actions relating to cryptocurrency, and with its October 11, 2019 filing of SEC v. [read post]
2 Jan 2018, 5:08 pm
The world of directors’ and officers’ liability is always dynamic, but 2017 was a particularly eventful year in the D&O liability arena. [read post]
16 Apr 2018, 4:48 pm
In the seminal prime bank case SEC v. [read post]
12 Dec 2017, 4:36 pm
Co-director of enforcement Stephanie Avakian touted the Cyber Unit’s second ICO enforcement action, stating: “We will continue to scrutinize the ICO market vigilantly for improper offerings that seek to sell securities to the general public without the required registration or exemption. [read post]
