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26 May 2015, 2:50 pm
While the priorities listed in the letter are too numerous to describe here, focus areas for 2015 will include: Sale and supervision of interest-rate-sensitive and complex products, including alternative mutual funds; Controls around the handling of wealth events in investors’ lives; Management of cybersecurity risks; Treatment of senior investors; and, High-risk brokers and removing bad actors from the securities industry. [read post]
5 Jan 2015, 3:31 pm
This annual compliance review should be in writing and presented to senior management. [read post]
13 Mar 2013, 10:56 am
I began on December 7, 2009—Pearl Harbor Day. [read post]
26 Dec 2011, 5:59 pm
The fancast.com homepage featured a tab for sports videos, and the sports section stated “XFINITY-Home of the Most Live Sports. [read post]
19 Aug 2011, 5:54 am
Supreme Court, a senior writer from Law360.com interviewed me for a feature article she was working on in anticipation of the site's new Media & Entertainment section. [read post]
19 Sep 2010, 5:33 pm
But in Oregon, a new Safe Harbor Agreement is in place. [read post]
13 Sep 2010, 8:43 am
September 13, 2010, Volume 2, Number 26 The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
25 Feb 2010, 10:57 am
9622(i), notice is hereby given of a proposed administrative settlement for costs associated with a removal action at the Anderson-Calhoun Mine and Mill Site in Leadpoint, Washington, with settling party Blue Tee Corporation. [read post]
31 Jan 2010, 7:16 pm
The following is a summary review of articles from all over the nation concerning environmental law settlements, decisions, regulatory actions and lawsuits filed during the past week. [read post]
19 Nov 2009, 1:02 pm
Brandon pointed out over the harbor, white mooring buoys, showing against the blue water, the surface rippled like sand on a beach. [read post]
18 Dec 2007, 7:42 am
The Washington Cerebral Palsy Resource Guide is list of resources in the State of Washington for individuals and families affected by cerebral palsy. [read post]
25 Nov 2007, 7:20 am
The following is a Cerebral Palsy Resource Guide for the State of Michigan. [read post]
