Search for: "Berthel Fisher "
Results 21 - 40
of 82
Sort by Relevance
|
Sort by Date
20 May 2020, 1:57 pm
Berthel, Fisher & Company Financial Services Next Financial Group, Inc Roveccio, Rocco First Standard Financial Company LLC Alexander Capital, LP Silver Law Group represents investors in securities and investment fraud cases through FINRA arbitration or court. [read post]
11 Feb 2020, 7:31 am
Advisor William Sines (Sines), currently employed by Berthel, Fisher & Company Financial Services, Inc. [read post]
4 Feb 2020, 7:00 am
Continue Reading › The post Shepherd Smith Edwards and Kantas Investigates Former Berthel Fisher Broker Mason Gann appeared first on Investor Lawyers Blog. [read post]
28 Jan 2020, 10:07 am
Gann, Berthel Fisher & Company in Dallas, TX Are you concerned about investments with Mason W. [read post]
27 Dec 2019, 11:12 am
Advisor Genevieve Mar (Mar), currently employed by Berthel, Fisher & Company Financial Services, Inc. [read post]
22 Jul 2019, 4:54 am
FINRA Panel Awarded Investors More than $1M for Sales or REITS and Other Complex ProductsIn a case that points up many of the problems that have been plaguing the securities industry for years, a FINRA panel of arbitrators awarded six investors more than $1M in relief after they alleged that a financial advisor and three executives for Berthel Fisher & Co sold them unsuitable complex products.The panel found that the Berthel executives, Thomas Berthel, Ronald… [read post]
3 Jul 2019, 7:00 am
(Berthel, Fisher) has been subject to at least four customer complaints during the course of his career. [read post]
7 May 2019, 6:26 am
From August 2009 until September 2018 Neely was registered with Berthel Fisher. [read post]
23 Aug 2018, 5:13 am
From July 2012 to February 2018, Gann was registered with Berthel Fisher. [read post]
3 Jul 2018, 11:46 am
(Berthel, Fisher & Company) broker Scott Barcomb (Barcomb). [read post]
1 Jul 2018, 4:37 am
From July 2002 to June 2013, Repasz was registered with Berthel, Fisher & Company Financial Services, Inc. [read post]
16 Jun 2018, 1:49 pm
From 1992 until August 2016 Bartlett was associated with Berthel, Fisher & Company Financial Serives, Inc. [read post]
15 Jun 2018, 7:23 am
If you suffered losses investing withMerrill Lynch Pierce Fenner & Smith or Berthel Fisher, the attorneys of The White Law Group may be able to help you recover your losses. [read post]
15 May 2018, 11:11 am
Berthel Fisher has reportedly been fined $225,000, and ordered to pay the total amount of $117,315.41, plus interest, in restitution to customers. [read post]
4 May 2018, 8:20 am
Dragon was last employed by Berthel Fisher & Company Financial Services, Inc. [read post]
5 Mar 2018, 1:28 pm
Louis, Alvery Bartlett Brokerage, Derand/Pennington/Bass, Mark Twain Brokerage Services, The Bartlett Fund Management Co. and Berthel, Fisher & Company. [read post]
6 Feb 2018, 12:38 pm
Thus, Berthel Fisher supervisory system was not reasonably designed to prevent short-term and potentially excessive UIT trading. [read post]
6 Feb 2018, 8:02 am
Did you lose money investing with Jeffrey Dragon or Berthel Fisher? [read post]
5 Feb 2018, 10:05 am
Donald Lueke was previously registered with MML Investors Services in Springfield, Massachusetts from February 1997 until October 1999, SII Investments in Appleton, Wisconsin from October 1999 until July 2004, Berthel, Fisher & Company in Kansas City, Missouri from July 2004 until May 2010 and NFP Advisor Services in Kansas City from May 2010 until March 2016. [read post]
18 Jan 2018, 4:26 am
Alvery Bartlett investigation into oil and gas private placements The securities attorneys at The Law Office of David Liebrader have opened an investigation into the securities related conduct of Alvery Bartlett a registered representative formerly with Berthel Fisher and Company, now with Arête Wealth Management. [read post]
