Search for: "Brian D. Stock" Results 21 - 40 of 217
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29 May 2009, 12:59 pm
The SEC created Regulation D, which sets forth certain rules for private offerings. [read post]
31 Mar 2021, 9:11 am by John Jascob
Jack Reed (D-RI), Brian Schatz (D-Hawaii), and Dick Durbin (D-Ill) to submit a comment letter on the SEC's proposal. [read post]
21 Mar 2012, 5:42 am by Mandelman
  I don’t think you’d be at too much risk of insulting the owner. [read post]
9 Jun 2017, 6:06 am
., on Friday, June 2, 2017 Tags: Boards of Directors, Dual-class stock, Institutional Investors, IPOs, ISS, Proxy advisors, Public firms, Shareholder proposals, Shareholder rights, Shareholder voting Appraisal Decision Sole Reliance on Merger Price: PetSmart Posted by Gail Weinstein and Brian T. [read post]
2 Jun 2014, 11:53 am by Eric Goldman
Privacy law is a growth industry, and Santa Clara Law plans to stock the privacy community with well-qualified candidates. [read post]
2 Jun 2014, 11:53 am by Eric Goldman
Privacy law is a growth industry, and Santa Clara Law plans to stock the privacy community with well-qualified candidates. [read post]
23 Dec 2013, 7:41 am by Mark Astarita
The Securities and Exchange Commission today charged a senior portfolio manager at Microsoft Corporation and his friend and business partner with insider trading ahead of company announcements.The SEC alleges that Brian D. [read post]
27 Oct 2010, 10:39 am by Steve Bainbridge
Larcker and Brian Tayan of the Stanford University School of Business. [read post]
10 Feb 2012, 4:42 pm by Dave Hoffman
 As Brian Quinn noted, this is exactly what seemed to be going on in Smith v. [read post]
23 Jun 2014, 3:44 am by Broc Romanek
David Camp, Chair of the House Ways & Means Committee, and Congressional Staffer Brian Sutter, regarding whether they tipped traders about a change in health care policy in the wake of a long-running investigation. [read post]