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14 May 2018, 2:43 am
The Staff says it’s in the process of updating other proxy interps – so we can expect more CDIs to come. [read post]
20 May 2013, 4:45 am
And Mark Borges blogs about the two Item 402 CDIs. [read post]
17 Nov 2009, 7:34 am
Corp Fin Releases Two New Lock-Up CDIs Yesterday, Corp Fin's Office of Mergers & Acquisitions issued these two new Section 5 CDIs: - New Question 139.29 (registered debt exchange offers and executing lock-up agreement with note holder before filing registration statement) - New Question 139.30 (negotiated third-party exchange offer and acquiror executing lock-up agreement before filing registration statement) And there was also activity on this page of… [read post]
15 Sep 2017, 3:07 am
Yesterday, Corp Fin issued 3 new CDIs about Exchange Act registration on Form 8-A in connection with a Regulation A offering: – CDI 182.21 – CDI 182.22 – CDI 182.23 Sustainable & Passive Investing: IR Opportunity? [read post]
11 Apr 2014, 3:36 am
Corp Fin Issues 3 CDIs on Instrastate Offerings Yesterday, Corp Fin issued 2 new CDIs - and one revised CDI - on instrastate offerings. [read post]
10 Aug 2015, 4:40 am
Last Thursday, Corp Fin issued 11 Securities Act Rules CDIs (256.23 – 256.33) & one Securities Act Forms CDI (130.15). [read post]
21 Nov 2023, 4:10 am
Will we get more CDIs during this holiday week? [read post]
17 Mar 2023, 3:00 am
Activist investors are leveraging one of the CDIs on universal proxy to delay designating the candidates who will actually stand in a contested election. [read post]
31 Aug 2023, 3:30 am
[August 30, 2023] Corp Fin also issued a new Regulation AB CDI. [read post]
15 Dec 2023, 12:30 am
In the course of that discussion, he commented on the motivation behind the latest CDI: I hope this [CDI] underscores that the rule does not create a disincentive for public companies to consult with law enforcement or national security agencies about cybersecurity incidents. [read post]
5 Apr 2018, 3:02 am
They’re a follow-on to CDI 101.01 – which we blogged about last fall. [read post]
5 Apr 2018, 3:02 am
They’re a follow-on to CDI 101.01 – which we blogged about last fall. [read post]
18 May 2016, 2:51 am
The CDI dates are located at the bottom of each CDI. [read post]
21 Aug 2019, 3:04 am
And the way the relatively new CDI section is constructed, the only way to sleuth which CDIs are new – when the SEC pushes out an email indicating there is something new – is to click on each section of the CDIs and look at the “update” date. [read post]
8 Dec 2022, 3:00 am
Earlier this week, the Corp Fin Staff issued three new CDIs on universal proxy. [read post]
9 Jan 2017, 3:05 am
This Cooley M&A blog discusses Corp Fin’s recent CDIs on disclosure of investment banker fees in tender offers – & suggests that some changes in market practice may be required. [read post]
15 Jul 2016, 4:42 am
Yesterday, Corp Fin issued a CDI – CDI 103.11 of the Regulation 13D-G CDIs – to clarify that just because someone is disqualified (due to efforts to influence management) from relying on HSR’s “passive investment” exemption doesn’t necessarily preclude that shareholder from being eligible to file a short-form Schedule 13G rather than the longer Schedule […] [read post]
20 Nov 2023, 3:00 am
The revised CDI is most definitely a proxy season classic. [read post]
28 Jul 2016, 3:40 am
A few days ago, Corp Fin revised Regulation S-K CDI 140.02 – and withdrew reg S-K CDI 240.04. [read post]
7 Jul 2008, 11:43 am
It also re-numbers all of the CDIs. [read post]
