Search for: "CHRISTOPHER COX"
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12 Feb 2007, 5:42 am
At the Practising Law Institute’s “SEC Speaks” series last Friday, SEC Chairman Christopher Cox delivered a speech recapping his first 80 weeks on the job, likening himself to Phileas Fogg in “Around the World in 80 Days.” Nothing startlingly new in it, but it does make you realize how much has happened since he took the helm - which seems like only a couple of months ago. [read post]
19 Sep 2005, 7:58 am
[JURIST] The Wall Street Journal reported Monday that Christopher Cox [Wikipedia profile], chairman of the US Securities and Exchange Commission [official website], plans to put into operation a rule that would allow the government to take a stronger role as watchdog over the massive US hedge-fund industry. [read post]
28 May 2007, 6:48 am
If you don’t think Christopher Cox is a polarizing figure, read these comments from last week’s blog post on whether the SEC chairman is an investor advocate or corporate shill. [read post]
19 Aug 2016, 3:40 am
The Federal District Court declared the liability of ISPs to be precisely what Rightscorp has been saying it is for years,” said Rightscorp CEO Christopher… [read post]
10 Nov 2006, 8:23 am
According to Chairman Christopher Cox, hedge funds and securities regulators could see significant changes to their operations. [read post]
18 Sep 2008, 12:39 pm
SEC Chair Cox Rejects Senator McCain's Call to ResignIn response to a call from the Republican presidential candidate for his resignation, SEC Chair Christopher Cox defended the Commission's actions in the ongoing financial crisis. [read post]
8 Jun 2007, 5:50 am
Securities and Exchange Commission Chairman Christopher Cox broke ranks with the agency's Republican members to back investors in a Supreme Court case, three people familiar with the matter said. [read post]
14 Mar 2007, 7:15 am
Cox and Olson Speak at Chamber Event on US Capital MarketsAgainst the backdrop of a detailed blue-ribbon panel report urging securities regulation reform, SEC Chair Christopher Cox rejected the call for Congress to amend the Sarbanes-Oxley Act. [read post]
1 Jun 2009, 9:18 am
As we were saying here yesterday, each political appointee running a regulatory agency puts his or her own stamp on the place.The stamp of former SEC Chairman Christopher Cox, it seems, involved stamping out a lot of enforcement proceedings.Although this won't come as news to anyone who was paying attention at the time (or who saw this GAO report last month), a Washington Post story today gives some juicy details. [read post]
24 Oct 2008, 10:52 am
Cox 'strongly' supports merger between SEC, CFTC - "Christopher Cox, chairman of the Securities and Exchange Commission, said a committee on regulatory reform of the financial-services industry should be established to explore a merger between the SEC and the Commodity Futures Trading Commission. 'It could tackle the challenge of merging the SEC and the CFTC, which I strongly support,' Cox testified at a congressional hearing. 'This… [read post]
6 Nov 2006, 5:32 am
SEC Chairman Christopher Cox posted a comment on a blog. [read post]
23 Mar 2008, 11:16 am
Cox Praises Basel Committee Plan to UpdateGuidance on Liquidity Risk ManagementSEC Chair Christopher Cox has praised the decision by the Basel Committee on Banking Supervision to update its guidance on liquidity risk management at financial institutions. [read post]
26 Jul 2005, 5:42 pm
Christopher Cox [congressional profile], told the Senate Banking Committee [official website] Tuesday that he would vigorously enforce securities laws. [read post]
28 Jul 2005, 6:28 pm
Christopher Cox [Wikipedia profile]'s nomination to head the Securities and Exchange Commission (SEC) [official website]. [read post]
18 Aug 2008, 8:38 pm
Cox Details SEC's Conditions for Mutual Recognition of Foreign Exchanges and BrokersAs at a time when US investors are demanding foreign investment opportunities and technological innovations have eliminated physical barriers to market access, SEC Chairman Christopher Cox believes that adopting a mutual recognition regime is absolutely urgent. [read post]
12 Dec 2007, 12:37 am
According to written testimony prepared for a hearing of the House Small Business Committee taking place right now, SEC Chairman Christopher Cox will tell the committee: "I intend to propose to the Commission that we authorize a further one-year delay in implementation for small businesses" in the requirement that small bus provide their first external auditor's report on internal control, currently due effective year-end 2008, "in order to base our decision on… [read post]
27 Oct 2008, 12:53 pm
Last Thursday, SEC Chairman Christopher Cox took his turn on the hot seat before the Committee on Oversight and Government Reform United States House of Representatives. [read post]
1 Aug 2007, 5:33 am
Yesterday, SEC Chairman Christopher Cox testified on the work of the SEC before the U.S. [read post]
19 Oct 2007, 8:12 am
Securities and Exchange Commission Chairman Christopher Cox still plans to hold a vote on a competing set of proxy access rules in November, even though the SEC likely won't have a full slate of commissioners. [read post]
21 Jan 2009, 8:10 pm
Yesterday was Christopher Cox's last day of a 3.5 year term as Chair of the Securities and Exchange Commission, the United States federal agency charged with investor protection. [read post]
