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16 Apr 2024, 12:03 pm
And it would allow consumers to universally opt-out of the collection of their personal data from brokers, using a registry maintained by the Federal Trade Commission. [read post]
16 Apr 2024, 8:47 am
They are thus urging the DOJ to model its program after the Dodd-Frank Act’s programs at the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
12 Apr 2024, 8:44 am
The Commodity Futures Trading Commission (CFTC) announced that they are awarding $1.25 million to a whistleblower who… The post Wait for it: CFTC Awards $1.25 Million to Whistleblower Under New 120-Day Safe Harbor Provision appeared first on TZ Legal - Fraud Fighters. [read post]
8 Apr 2024, 3:10 am
The details for the reporting records of transactions entered into, concluded, or executed on OMPs, including the specific arrangements for ensuring effective data reporting are to be set out by the European Commission in an implementing act. [read post]
4 Apr 2024, 8:57 am
On March 22, the Commodity Futures Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a $7 million enforcement action taken against the U.S. [read post]
1 Apr 2024, 3:12 pm
On March 19, the Commodity Future Trading Commission (CFTC) Whistleblower Office posted a Notice of Covered Action (NCA) for a case against an unregistered Florida commodity pool operator. [read post]
1 Apr 2024, 12:05 pm
On March 14, the Commodity Futures Trading Commission (CFTC) announced a $1.25 million whistleblower award. [read post]
29 Mar 2024, 3:12 pm
Commodity Futures Trading Commission (CFTC) posted a Notice of Covered Action (NCA) for an over $50 million enforcement action taken against Blue Moon Investments Inc., a binary options firm registered in Seychelles, and 3 owners believed to be residents of Israel for offering illegal, off-exchange binary options and related fraud. [read post]
28 Mar 2024, 9:05 pm
., Securities and Exchange Commission and Commodity Futures Trading Commission programs authorized under Dodd-Frank as well as similar programs implemented by the Internal Revenue Service and the Financial Crimes Enforcement Network). [read post]
25 Mar 2024, 4:05 pm
Whistleblower attorneys from the law firm Kohn, Kohn & Colapinto (KKC) are urging the Department of Justice (DOJ) to model the whistleblower program it is developing on the hugely successful Dodd-Frank Act whistleblower programs administered by the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC). [read post]
20 Mar 2024, 2:42 pm
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
20 Mar 2024, 8:24 am
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
19 Mar 2024, 1:12 pm
Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission whistleblower program. [read post]
19 Mar 2024, 12:49 pm
Here is a copy of the complaint: https://www.sec.gov/files/litigation/complaints/2024/judgment-pr2024-37.pdf Jeffrey Newman is a whistleblower lawyer whose firm represents whistleblowers in healthcare fraud under the False Claims Act (FCA) also whistleblower claims brought under the SEC whistleblower program for violations of securities regulations including insider trading cases and similar claims under the Commodities Futures Trading Commission… [read post]
18 Mar 2024, 7:11 am
The latest $1.25 million award from the Commodities Futures Trading Commission (CFTC) goes to a whistleblower who first reported misconduct internally to their employer, who then ignored the report. [read post]
15 Mar 2024, 4:19 pm
Commodities Future Trading Commission (CFTC) announced a $1.25 million whistleblower award. [read post]
13 Mar 2024, 9:05 pm
Furthermore, Congress has yet to decide if either the Securities Exchange Commission or the Commodity Futures Trading Commission has jurisdiction over legal issues related to crypto. [read post]
12 Mar 2024, 1:19 pm
In February 2024, the Commodity Futures Trading Commission (CFTC) and the US Securities and Exchange Commission (SEC) announced new disclosure requirements for Form PF. [read post]
12 Mar 2024, 8:04 am
The US Department of Justice is planning to launch its own whistleblower program using the same model as the Securities and Exchange Commission (SEC) and Commodities Futures Trading Commission (CFTC). [read post]
11 Mar 2024, 10:00 pm
Review the Cryptocurrency and Litigation tracker, developed by Jason Gottlieb, Partner at Morrison Cohen LLP, for up to date information on key cryptocurrency litigation and administration proceedings from the Securities Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), Department of Justice (DOJ), and other federal agencies, as well as civil, state, and local authorities. [read post]
