Search for: "Can Capital Asset Servicing Inc."
Results 21 - 40
of 723
Sort by Relevance
|
Sort by Date
18 Dec 2023, 2:48 pm
The National Venture Capital Association Revises its Model Legal Documents. [read post]
15 Nov 2023, 6:26 am
In addition, FinTech investment adviser Titan Global Capital Management USA LLC agreed to pay more than $1 million combined in a civil penalty, disgorgement, and prejudgment interest to settle charges that it violated the marketing rule. [read post]
15 Nov 2023, 5:10 am
KLDiscovery Inc. [read post]
13 Nov 2023, 9:05 pm
”[9]Although Secretary Yellen recognized that risks often “emanate from widely conducted activities and can be addressed through action by an existing regulator or interagency coordination,” she argued that, in other instances, risks are “instead concentrated in one or more specific nonbank financial companies. [read post]
9 Nov 2023, 9:01 pm
If there are regulatory provisions that are unclear and/or ambiguous, the Commission and its staff can and should provide clarity to market participants, which can occur in the form of rules, interpretations, guidance, and no-action letters. [read post]
20 Oct 2023, 2:40 pm
This annual event brings together the digital asset community to address investment, legal, and operational issues relevant to private fund managers. [read post]
5 Oct 2023, 7:26 am
One targeted attorney received an email that states,”Hi, I work with MCJ ASSETS, LLC. [read post]
19 Sep 2023, 7:00 am
The firms were Artemis Wealth Advisors, LLC; Trowbridge Capital Partners, LLC; MRA Advisory Group; McElhenny Sheffield Capital Management, LLC; Macroclimate, LLC; Linden Thomas Advisory Services, LLC; Hansen & Associates Financial Group, Inc.; Elm Partners Management, LLC; BTS Asset Management Inc. and Banorte Asset Management, Inc. [read post]
15 Sep 2023, 11:47 am
To learn more about our services and how we can assist you, please visit our official website at https://www.whitesecuritieslaw.com. [read post]
14 Sep 2023, 12:21 pm
SEC Order – BTS Asset Management Inc. [read post]
26 Jul 2023, 9:01 pm
’”[7] While it is true that we can take actions in the public interest and for the protection of investors, those actions need to relate to our core mission. [read post]
17 Jul 2023, 9:05 pm
The opinion also ignores the sufficiency of services as consideration for assets otherwise bearing the characteristics of a security. [read post]
16 Jul 2023, 7:48 pm
(CRD#:23769), SCOTTSDALE, AZ, B, 09/01/2006 – 03/23/2009, SUMMIT BROKERAGE SERVICES, INC. [read post]
14 Jul 2023, 10:16 am
If it survives a potential appeal by the SEC, this decision can be seen as a win for Ripple and a blow to the SEC’s jurisdictional reach with respect to the regulation of digital assets, at least insofar as secondary market trading is concerned. [read post]
11 Jul 2023, 12:51 am
INGs can offer significant federal estate planning advantages. [read post]
10 Jul 2023, 9:27 am
His record indicates he was registered with the following firms among others during his career: 04/24/2020 – 05/13/2021, AMERICAN TRUST INVESTMENT SERVICES, INC. [read post]
8 Jul 2023, 4:33 pm
On the cost side, the now-indispensable economics experts might charge, in a private case, millions and even tens of millions of dollars to define the relevant market, compute the “but for” price of the goods or services in question, prove the losses resulting from anticompetitive conduct, establish that common elements of proof will predominate over individual proof, and disprove the inevitable theoretical pro-competitive justifications for facially anticompetitive… [read post]
26 Jun 2023, 11:52 am
One such story involves Instant Brands, Inc. which filed for Chapter 11 bankruptcy in mid-June. [read post]
26 Jun 2023, 11:52 am
One such story involves Instant Brands, Inc. which filed for Chapter 11 bankruptcy in mid-June. [read post]
20 Jun 2023, 9:28 am
Individual Income Tax L. 2023 SB89 (Act 242) – The LDR Must Promulgate Regulations Related to the Net Capital Gain Deduction for Sale of a Louisiana Business Act 242 requires the Louisiana Department of Revenue (LDR) to promulgate regulations related to the individual income tax exclusion of net capital gains arising from the sale or exchange of an equity interest or substantially all of the assets of a non-publicly traded corporation, partnership, limited… [read post]
