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Falcone and the hedge fund he managed, Harbinger Capital Partners LLC (Harbinger Capital), misappropriated client assets, manipulated markets and betrayed clients. [read post]
15 Oct 2019, 10:10 am by Alan Rosca
The post Mediatrix Capital, Blue Isle Markets Inc., & Blue Isle Markets Ltd. [read post]
15 Nov 2023, 5:55 am by Daily Record Staff
Prior to the sale, Day Motor Sports was owned by funds managed by Gen Cap America Inc., a private investment firm headquartered in Nashville, […] The post Matrix Capital Markets Group helps sale of Day Motor Sports appeared first on Maryland Daily Record. [read post]
1 Feb 2023, 7:01 am by The White Law Group
  Mackenzie Capital Management reportedly specializes in discounted real estate securities and asset management, according to its website. [read post]
14 May 2018, 1:22 pm by Silver Law Group
Valdini was previously employed at Worden Capital Management from 2014 to 2016 and at A&F Financial Securities, Inc. from 2008 to 2014. [read post]
8 Jul 2019, 4:48 pm by Rob Robinson
Press Announcement Capital Southwest Corporation (“Capital Southwest”) (CSWC), an internally managed business development company focused on providing flexible financing solutions to support the acquisition and growth of middle market businesses, announced today [July 8, 2019] that it led a recapitalization of Driven, Inc. [read post]
18 Dec 2018, 1:57 pm by Daily Record Staff
Rockville-based Capital Bancorp, Inc., the bank holding company for Capital Bank, National Association and the eighth largest bank headquartered in Maryland, announced the company has been added to the Russell 2000 index as a part of their quarterly initial public offering additions. [read post]
3 Aug 2009, 2:58 pm
Recent news that the SEC has charged Medical Capital Holdings Inc. and Provident Asset Management, LLC with fraud related to large private-securities deals could mean serious problems for broker-dealers who sold the products to investors. [read post]
26 Sep 2017, 4:40 am by Tom Kosakowski
  Saville previously served as president of KSAR & Associates Inc., a management and leadership consulting firm. [read post]
18 May 2017, 7:41 am by Elizabeth Dalziel
On May 10, 2017, the Securities and Exchange Commission (“SEC”) issued an Order Instituting Administrative and Cease-and-Desist Proceedings (“Order”) against Barclays Capital Inc. [read post]
6 Nov 2003, 5:35 am
The SEC and New York Attorney General Eliot Spitzer are expected to take action against Alliance Capital Management after discovering instances of market timing at the company. [read post]
16 May 2015, 7:24 pm by Sabrina I. Pacifici
Capital Bikeshare’s management was interested in examining users’ experience with the program and bikeshare’s impact on users’ travel patterns. [read post]
21 Jun 2019, 12:05 pm by Renae Lloyd
Madyson Capital Management – “Madyson Investments”– Recovery of Investment Losses Are you concerned about your investment in Madyson Capital Management ? [read post]
2 Jul 2019, 7:42 am by Staff Attorney
According to our investigation Royal Alliance Associates, Inc. [read post]
8 Nov 2021, 12:47 pm by Daily Record Staff
Gemspring Capital, a middle-market private equity firm, Monday acquired a majority interest in AINS Inc., a Gaithersburg-based provider of case management software and IT services primarily for government customers. [read post]