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16 Jul 2012, 11:49 am
The Dodd-Frank Wall Street Reform Act of 2010 ("Dodd-Frank"), Pub. [read post]
16 Jul 2012, 11:49 am
The Dodd-Frank Wall Street Reform Act of 2010 ("Dodd-Frank"), Pub. [read post]
23 Sep 2014, 1:10 pm
Against this backdrop, an employee seeking to guarantee protection under Dodd-Frank should provide information of securities violations directly to the SEC. [read post]
2 Sep 2010, 5:01 pm
In a comment letter to the SEC, SIFMA said that Dodd-Frank driven SEC regulations establishing a uniform federal fiduciary standard for brokers and advisers should be broadly guided by the dual principles of individual investor protection and individual investor choice. [read post]
16 Jul 2013, 5:05 pm
At the same meeting, the SEC also finalized regulations which implement Section 926 of the Dodd-Frank Wall Street Reform and Consumer Protection Act, which requires the SEC to exclude certain felons and other “bad actors” from reliance on Rule 506. [read post]
16 Jun 2011, 2:35 pm
.), Jeanne Shaheen (D-N.H.) and Frank Lautenberg (D-N.J.) took a stand on behalf of U.S. military women and families when they introduced the Military Access to Reproductive Care and Health (MARCH) for Military Women Act. [read post]
2 Nov 2012, 11:52 am
It is no secret that many powerful interests are working hard to obstruct implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank). [read post]
2 Nov 2009, 2:50 pm
Why should we still care? [read post]
15 Mar 2011, 12:39 pm
"Banks should be very careful to not pretend that no [read post]
12 Aug 2011, 11:08 am
If there was ever any doubt that the long-raging debate over the constitutionality of the federal health-care overhaul, the Patient Protection and Affordable Care Act, would ultimately be settled by the U.S. [read post]
4 Mar 2013, 1:16 pm
Frank, Steven M. [read post]
14 Sep 2015, 7:30 am
The Second Circuit dealt a major victory to whistleblowers and the SEC, holding that Dodd-Frank’s protections against retaliation extend to those who blow the whistle only internally and not to the SEC. [read post]
12 Oct 2011, 6:00 pm
In a round-table debate focused on jobs and the economy, Republican presidential candidates last night placed much blame for the continuing economic downturn on two laws: the Patient Protection and Affordable Care Act (PPACA) and the Dodd-Frank Act. [read post]
1 Jun 2011, 11:42 am
Should we care about this? [read post]
2 Aug 2010, 12:59 pm
The study is required under the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, which President Obama signed into law on July 21, 2010. [read post]
17 Sep 2010, 6:59 pm
The committee believes that the blanket FOIA exemption given to the SEC by Dodd-Frank was overbroad. [read post]
10 Oct 2019, 4:14 am
Such entities are often said to have breached a “duty of care,” and imposing liability is intended to give them incentive to be more careful in the future. [read post]
8 Mar 2018, 9:52 am
In fact, California has stricter protections for job applicants than federal laws do — even more so since January 1, 2018. [read post]
31 Aug 2010, 9:37 am
As the SEC and CFTC begin the momentous task of adopting regulations to implement the derivatives provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the conflict of interest and governance and control issues raised by Rep. [read post]
9 Apr 2013, 8:34 am
For more information on the Dodd-Frank Wall Street Reform and Consumer Protection Act see our earlier post here. [read post]
