Search for: "Cato Institute v. Securities and Exchange Commission"
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1 Mar 2013, 6:15 am
Securities and Exchange Commission, in which the Court rejected the SEC’s interpretation and held that the five-year statute of limitations during which the SEC may seek civil penalties for securities fraud against investment advisors begins not when the fraud is discovered, but when it occurs. [read post]
24 Apr 2018, 4:27 am
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the Constitution’s appointments clause. [read post]
3 Apr 2018, 4:36 am
Securities and Exchange Commission, which involves “the constitutionality of hiring procedures for administrative law judges in the Securities and Exchange Commission. [read post]
20 Apr 2017, 4:18 am
Securities and Exchange Commission, which asks whether a federal statute of limitations on civil penalties and forfeitures applies to disgorgements. [read post]
10 May 2019, 3:00 am
Romeril on June 5, 2003 as part of a Consent Order with the Securities and Exchange Commission (SEC) because it violates the First Amendment of the U.S. [read post]
7 Mar 2017, 4:09 am
” At the Cato Institute’s Cato at Liberty blog, Ilya Shapiro and others urge the court, in Kokesh v. [read post]
3 Oct 2018, 10:42 am
The main point at issue in Knick is whether the Court should overrule or limit Williamson County Regional Planning Commission v. [read post]
29 Jun 2018, 4:17 am
At the Cato Institute’s Cato at Liberty blog, Ilya Shapiro details Cato’s winning amicus-brief record this term. [read post]
16 Jan 2019, 12:05 pm
To briefly recap, the main point at issue in Knick is whether the Court should overrule or limit Williamson County Regional Planning Commission v. [read post]
24 Aug 2023, 9:05 pm
Securities and Exchange Commission (SEC) voted to reform transparency rules for private equity and hedge funds, which together manage about $20 trillion in assets. [read post]
4 Mar 2020, 3:56 am
Securities and Exchange Commission, which was argued yesterday, predicting that, “[g]iven the Court’s decade-long campaign to blunt the SEC’s enforcement tools, it seems unlikely that disgorgement will survive in its present form after Supreme Court scrutiny. [read post]
21 Nov 2017, 11:23 am
The term “whistleblower” was employed throughout the new, several-page-long Section 21F of the Securities Exchange Act of 1934 and was specifically defined as “any individual who provides … information relating to a violation of the securities laws to the Commission, in a manner established, by rule or regulation, by the Commission. [read post]
16 Apr 2018, 4:21 am
Securities and Exchange Commission, which asks whether SEC administrative law judges are “officers of the United States” within the meaning of the appointments clause, “turns on the president’s power to hire and fire officials throughout the government,” and “it comes just as the White House is saying President Trump believes he has the power to fire special counsel Robert S. [read post]
6 Mar 2018, 4:07 am
” In an op-ed at the Washington Examiner, Jay Hobbs weighs in on National Institute of Family and Life Advocates v. [read post]
27 May 2014, 4:23 am
Securities and Exchange Commission who now sits on the board of the private equity firm KKR & Co – had in hand a 78-page paper larded with more than 400 footnotes. [read post]
3 Jun 2021, 9:03 pm
Securities and Exchange Commission, the CFTC, and the Internal Revenue Service have implemented whistleblower incentive programs, regulators in other areas, such as wildlife crime, should also provide greater incentives for individuals to come forward. [read post]
10 Apr 2016, 9:17 pm
” … New York’s and California’s attorneys general have investigated Exxon for making donations to think tanks like the American Enterprise Institute and lobbying groups like the American Legislative Exchange Council. [read post]
1 May 2018, 4:14 am
” At the Cato Institute’s Cato at Liberty blog, Ilya Shapiro and Meggan DeWitt contend that “[w]hen it hears Weyerhaeuser v. [read post]
3 Feb 2020, 12:42 pm
Friday, February 7, 2020, at 1:00 p.m.: The Cato Institute will hold an expert panel talk with Brennan Center fellow Mike German about his book on FBI domestic surveillance and disruption activities in the era of endless wars, featuring Kate Brennan, editorial director at Just Security; and Patrick Eddington, research fellow at Cato. [read post]
13 Feb 2023, 7:28 am
”Panelist David Olivencia, CEO of Angeles Investors, recalled an exchange with a prospective angel investor who did not qualify as an accredited investor. [read post]
