Search for: "Christopher Kline" Results 21 - 35 of 35
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19 Jun 2012, 3:00 am by SupremeCourtHaiku
Pharma “detailers” Considered “outside salesmen” No overtime due Opinion:  pdf  html [read post]
15 Jun 2012, 1:36 pm by Keith Griffin
Last month, a FINRA arbitration panel fined Brookstone $1 million, as well as ordered the firm, its majority owner and ex-chief executive, Antony Lee Turbeville, and a broker, Christopher Kline, to pay $1.62 million in restitution to elderly clients who bought the risky CMOs in question. [read post]
13 Jun 2012, 1:23 pm
According to the panel, from July 2005 to July 2007, Brookstone's CEO, Anthony Turbeville ("Turbeville"), and one of the firm's brokers, Christopher Kline ("Kline"), fraudulently misrepresented the risks associated with CMO investments to elderly and unsophisticated investors, for whom CMOs were unsuitable. [read post]
7 Jun 2012, 9:55 pm by InvestorLawyers
A Financial Industry Regulatory Authority (FINRA) announcement dated June 4, 2012, stated that a hearing panel ruled in favor of claimants against Brookstone Securities of Lakeland, Florida, along with one of its brokers, Christopher Kline, and its owner and CEO, Antony Tuberville. [read post]
5 Jun 2012, 8:35 am by Keith Griffin
” As part of the ruling, Brookstone’s owner, Antony Lee Turbeville, and a broker, Christopher Dean Kline, have been barred from working with a FINRA-registered broker/dealer. [read post]
5 Jun 2012, 6:26 am by D. Daxton White
The Financial Industry Regulatory Authority (FINRA) recently announced that a FINRA hearing panel ruled that Brookstone Securities of Lakeland, FL, and the firm’s Owner/CEO Antony Turbeville and one of the firm’s brokers, Christopher Kline, made fraudulent sales of collateralized mortgage obligations (CMOs) to unsophisticated, elderly and retired investors. [read post]
5 Jun 2012, 6:26 am by D. Daxton White
The Financial Industry Regulatory Authority (FINRA) recently announced that a FINRA hearing panel ruled that Brookstone Securities of Lakeland, FL, and the firm’s Owner/CEO Antony Turbeville and one of the firm’s brokers, Christopher Kline, made fraudulent sales of collateralized mortgage obligations (CMOs) to unsophisticated, elderly and retired investors. [read post]
5 Jun 2012, 6:26 am by D. Daxton White
The Financial Industry Regulatory Authority (FINRA) recently announced that a FINRA hearing panel ruled that Brookstone Securities of Lakeland, FL, and the firm’s Owner/CEO Antony Turbeville and one of the firm’s brokers, Christopher Kline, made fraudulent sales of collateralized mortgage obligations (CMOs) to unsophisticated, elderly and retired investors. [read post]
4 Jun 2012, 1:34 pm by Securites Lawprof
A FINRA hearing panel ruled that Brookstone Securities and the firm's Owner/CEO Antony Turbeville and one of the firm's brokers, Christopher Kline, made fraudulent sales of collateralized mortgage obligations (CMOs) to unsophisticated, elderly and retired investors. [read post]
10 Aug 2010, 8:29 am by Justin Walsh
State Senator, District 21 – Paull Shin State Senator, District 26 – Derek Kilmer State Senator, District 29 – Steve Conway State Senator, District 30 – Tracey Eide State Senator, District 31 – Raymond Bunk State Senator, District 32 – Maralyn Chase State Senator, District 33 – Karen Keiser State Senator, District 35 – Tim Sheldon State Senator, District 36 – Jeanne Kohl-Welles State Senator, District 37 – Adam Kline State Senator,… [read post]
16 Sep 2009, 1:47 pm
(Raynham, MA; Christopher Bagnell, President) Alpha Travel Multiservices Corporation (Springfield, MA; Jose Lopez, President) Amarjit, Inc. [read post]
19 Jul 2007, 4:55 am
Rob Dolin - Microsoft Social Networking Team Christopher Wolf - Proskauer Rose LLP Martin Hansen - Covington & Burling LLP Barbara W. [read post]
8 Jul 2007, 1:05 pm
Then came Peter and the Wolf by Prokofiev, with Kevin Kline narrating. [read post]