Search for: "Christopher Oxley"
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22 Aug 2008, 8:16 pm
"The decision today … is welcome news for the [SEC], investors and U.S. capital markets," SEC Chairman Christopher Cox noted in a press release. [read post]
7 May 2007, 7:43 am
The report was yet another new corporate stratagem to roll back Sarbanes-Oxley, though most people joined Senator Christopher Dodd in referring to the organization as the "Hank Greenberg commission". [read post]
31 Oct 2014, 5:24 am
In 2002, in the run up to the passage of the landmark Sarbanes-Oxley Act, he testified before the Senate Banking Committee and urged Congress to clarify that audit committees have the responsibility of protecting the independence of the outside auditors of company financial statements. [read post]
26 Sep 2007, 5:57 am
In addition, the roundtable is also expected to review how the SEC's Fair Funds program, granted under Sarbanes Oxley, can be coordinated with settlements from private lawsuits.The announcement follows mounting concerns voiced by the White House, business groups and the legal academic community over the perceived loss of competitiveness suffered by U.S. financial markets as a result of increased private securities lawsuits. [read post]
30 Apr 2007, 7:52 am
SEC Biography: Chairman Christopher Cox Securities and Exchange Commission [read post]
12 Dec 2007, 12:37 am
His written testimony did not suggest any 11th hour deferral of the effective date for Section 404(a) of Sarbanes-Oxley, which requires management to report on internal control. [read post]
12 Feb 2014, 11:29 am
Few people personify the field they work in as much as Christopher Kuner. [read post]
17 May 2019, 6:06 am
Greenberg and Christopher B. [read post]
29 Nov 2017, 8:42 am
The Dodd-Frank provision he invoked grants a remedy for retaliation against whistleblowers for, among other things, internal reporting of Sarbanes-Oxley violations. [read post]
22 Dec 2022, 3:10 pm
Brimmer, decided today by the Iowa Supreme Court, the majority (Justices Dana Oxley, joined by Justices Christopher McDonald, Matthew McDermott, and David May) concluded that defendant's public trial rights were violated by the complete closure of his trial, including the exclusion of his family (here, just his mother): [T]he pandemic is an overriding interest that supports the court's decision to limit the public's access to Brimmer's trial [in April 2021]. [read post]
15 Jul 2010, 11:05 am
President Obama has indicated that he will sign the bill, which would impose the most significant set of corporate governance reforms on the U.S. market since the passage of the Sarbanes-Oxley Act of 2002. [read post]
18 Oct 2013, 9:00 am
FMR, which is set for oral argument in November (see our own Jason Knott’s most recent post on the case) and raises the question of whether the Sarbanes-Oxley Act protects employees of privately-held contractors and subcontractors of public companies from retaliation when they blow the whistle on suspected fraud. [read post]
29 Dec 2007, 9:48 am
Cox Examines Global Exchanges and MarketsWith global markets growing apace, SEC Chairman Christopher Cox recently addressed the benefits and the challenges posed by global competition among exchanges. [read post]
30 Mar 2009, 9:44 am
Mullin of George Washington University and Christopher M. [read post]
18 Sep 2022, 2:28 pm
Markel, Christopher F. [read post]
23 May 2007, 2:57 pm
This comes only a few weeks after the chairman of the Securities and Exchange Commission, Christopher Cox, said the U.S. and Europe should be able to achieve a single accounting standard by 2009. [read post]
7 Aug 2007, 5:15 am
Impact of Sarbanes-Oxley Act John M. [read post]
6 Dec 2007, 8:26 am
Earlier this year, Chairman Christopher Cox directed the agency's enforcement division to obtain commission approval before negotiating corporate fines. [read post]
8 Jul 2009, 6:27 am
(Editor's Note: This post comes to us from Christopher Wolfe of Texas A&M University, Elaine Mauldin of the University of Missouri - Columbia, and Michelle Chandler Diaz of Louisiana State University.) [read post]
21 Jan 2009, 8:10 pm
Yesterday was Christopher Cox's last day of a 3.5 year term as Chair of the Securities and Exchange Commission, the United States federal agency charged with investor protection. [read post]
