Search for: "CitiGroup Global Markets Limited"
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16 May 2019, 8:31 am
Health Insurance Innovations raised more than $65 million with its public offering, which used underwriters Citigroup Global Markets, Credit Suisse Securities USA, BofA Merrill Lynch, and Raymond James Financial. [read post]
4 Feb 2019, 6:28 am
However, claims traders should be wary of court orders such as those: (1) limiting the transfer of signif [read post]
12 Sep 2018, 10:06 am
From August 2002 to June 2009, Musso was registered with Citigroup Global Markets Inc. [read post]
6 Apr 2018, 11:33 am
What followed was a wave of investment fraud cases against firms like Merrill Lynch, Morgan Stanley and Citigroup, whose research analysts hyped companies with limited revenues and earnings into a bubble, only to see it pop. [read post]
1 Nov 2017, 11:28 am
Morgan Stanley, through its predecessor firm Citigroup Global Markets, Inc. [read post]
19 Sep 2017, 10:38 am
Citigroup maintains 140 subsidiaries in offshore tax havens. [read post]
17 Sep 2017, 7:30 pm
Important factors that could cause or contribute to such differences include: investor response to the offerings of the asset-backed securities by each of NCSLT 2007-3 and NCSLT 2007-4, including the terms of the notes offered by each trust and the size and structure of the transactions; conditions in the financial markets, including the capital markets generally and the student loan asset-backed securities sector specifically; completion of the pricing of the asset-backed… [read post]
21 Aug 2017, 5:00 am
In In the Matter of Citigroup Global Markets, Inc., SEC Admin. [read post]
19 May 2017, 8:27 am
Bennett worked with five firms between 1987 and 2015: Wheat First Securities, Inc., in Charlotte, North Carolina; Legg Mason Wood Walker, Incorporated, in Baltimore, Maryland; Citigroup Global Markets Inc. in New York, New York; Royal Alliance Associates, Inc., in Washington, D.C.,; and Western International Securities, Inc., in Washington, D.C. [read post]
13 Feb 2017, 6:20 am
From June 1994 through February 2007, Palmer was registered with Citigroup Global Markets Inc. [read post]
13 Feb 2017, 6:20 am
From June 1994 through February 2007, Palmer was registered with Citigroup Global Markets Inc. [read post]
31 Jan 2017, 9:30 pm
A year ago, Citigroup Global Markets, Inc., among other Citigroup subsidiaries, agreed to pay the U.S. [read post]
9 Dec 2016, 7:25 am
From September 2005 through February 2011 Kievman was associated with Citigroup Global Markets Inc. [read post]
1 Jun 2016, 7:03 am
Absent OPEC guidance, the oil market has become more volatile, resulting in price swings that Citigroup refers to as the new normal. [read post]
19 Jan 2016, 3:21 pm
Salman was convicted of 2013 of making investments based on confidential information he received from a family member who worked in the health care investment banking group at Citigroup Global Markets in NY. [read post]
3 Jan 2016, 4:32 am
From November 2006 through June 2009, Giusti was associated with Citigroup Global Markets Inc. [read post]
18 Nov 2015, 5:53 am
From June 1997, until June 2005, Giannone was associated with Citigroup Global Markets Inc. [read post]
27 Apr 2015, 10:26 am
On April 22, 2015, the Second Circuit vacated and remanded a district court’s decision dismissing on statute of limitations grounds claims Woori Bank brought against Citigroup Global Markets arising out of Woori’s purchase of $25 million in collateralized debt obligations. [read post]
20 Mar 2015, 1:39 pm
Citigroup Global Markets Realty Corp., No. 1:13-cv-06989 (S.D.N.Y. [read post]
13 Mar 2015, 12:04 pm
., 257 S.W.3d 692, 694 (Tex. 2008) (per curiam) (defendant did not waive by "failing to pursue its arbitration demand for eight months while discussing a trial setting and allowing limited discovery"); In re Citigroup Global Mkts., Inc., 258 S.W.3d 623, 625-26 (Tex. 2008) (per curiam) (defendant did not waive arbitration by removing case to federal court and acceding to remand seven months later before demanding arbitration); In re Bank One, N.A., 216 S.W.3d 825,… [read post]
