Search for: "Clark v. United States Securities and Exchange Commission"
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29 Jun 2023, 3:33 pm
(relisted after the June 22 conference) Securities and Exchange Commission v. [read post]
13 Dec 2010, 10:39 am
http://www.ca9.uscourts.gov/datastore/opinions/2010/12/10/08-10436.pdf United States v. [read post]
8 Dec 2022, 6:06 am
” (See Prosecutor v Karadzić (Decision) 16 May 1995 (ICTY Trial Chamber) paras 23-24.) [read post]
7 Mar 2017, 4:09 am
United States, the court ruled 7-0 (without the participation of Justice Elena Kagan) that the advisory federal sentencing guidelines are not subject to vagueness challenges under the due process clause. [read post]
23 Jul 2017, 9:20 pm
Securities and Exchange Commission’s (SEC) pursuit of “disgorgement”—a type of repayment in which the defendant is required to turn over the gains obtained from violating the securities laws—is properly understood as a “penalty” within the meaning of a five-year statute of limitations on imposition of penalties by the SEC. [read post]
18 Aug 2009, 6:18 am
The Submitting Professors welcome the opportunity to provide comments to the Securities and Exchange Commission (the "SEC") on its proposed rule Facilitating Shareholder Director Nominations (the "Proposed Rule"). [read post]
14 Nov 2011, 12:22 pm
The proposed Stop Trading on Congressional Knowledge Act addresses that problem by instructing the Securities and Exchange Commission to adopt rules intended to prohibit such trading. [read post]
1 Feb 2019, 10:51 am
The deterrent effect of the Securities and Exchange Commission’s enforcement intensity on illegal insider trading: evidence from run-up before news events. [read post]
15 Jan 2023, 2:35 pm
This article explores guidelines from the Department of Justice (DOJ) and the Securities and Exchange Commission (SEC) and provides practical strategies for corporations to navigate the investigation process. [read post]
18 Jun 2009, 5:19 pm
Opinion below (6th Circuit) Petition for certiorari Brief in opposition Docket: 08-1122 Title: Clark, et al. v. [read post]
3 Jun 2021, 3:00 am
WATER QUALITY Clarke v. [read post]
3 Jun 2021, 3:00 am
WATER QUALITY Clarke v. [read post]
23 Oct 2022, 7:03 pm
Securities and Exchange Commission, 34 F.4th 446 (2022), the Fifth Circuit held that Congress unconstitutionally delegated legislative power to the SEC, another multimember agency. [read post]
26 Jan 2011, 8:35 am
In Clark v. [read post]
2 May 2012, 5:00 am
David Kotz, former Inspector General, Office of the Inspector General, United States Securities and Exchange Commission (2007-2012), currently Managing Director, Gryphon Strategies Interviewed by Lois Towers, Principal, Pantheon Ventures 9:30 – 10:10 Conducting an effective annual review • What does the SEC want you to look at? [read post]
1 Sep 2021, 3:00 am
The case and the Court’s summary is as follows: County of Butte v. [read post]
1 Sep 2021, 3:00 am
The case and the Court’s summary is as follows: County of Butte v. [read post]
10 Jan 2011, 8:35 am
If a sale is made, the Agent will also collect a 25% “commission. [read post]
26 Jan 2023, 7:45 pm
” From the States and Municipalities Arizona – Voter Fraud Unit in Arizona Will [read post]
29 Jul 2022, 4:00 am
Stephen Buyer, Former GOP Congressman, Accused of Insider Trading MSN – Hamza Shaban (Washington Post) | Published: 7/25/2022 The Securities and Exchange Commission charged former U.S. [read post]
