Search for: "Clayton Kelly" Results 21 - 40 of 74
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15 Jun 2018, 6:00 am by Doug Cornelius
That suggests Clayton has refocused the SEC’s lens on either smaller fish or smaller frauds. [read post]
7 Jun 2021, 3:30 am by John Jenkins
This article by Politico’s Kellie Mejdrich provides an overview of the politics behind the shakeup. [read post]
9 Nov 2021, 11:00 am by Rob Robinson
Khan and Commissioner Rebecca Kelly Slaughter issued a joint statement. [read post]
20 Mar 2019, 7:51 am by Administrator
R. v Kelly, Wade, 2019 CanLII 18369 (NL PC) [33] Dishonesty comes in many forms, including with wilful blindness. [read post]
25 Aug 2017, 6:00 am by Doug Cornelius
[More…] Audit Report Choice Looms for SEC by Matt Kelly in Radical Compliance If Clayton wants to cast his lot with the critics who say the PCAOB’s demands upon audit firms (and by extension, upon the companies they audit) are out of control, repudiating its new audit report standard would send that message loud and clear. [read post]
13 Apr 2018, 6:00 am by Doug Cornelius
[More…] What Drives Misconduct: The EPA Example by Matt Kelly in Radical Compliance The lessons that compliance professionals can learn from embattled EPA administrator Scott Pruitt are many. [read post]
Commissioner Rebecca Kelly Slaughter praised them for combining vertical and horizontal guidance, recognizing that “few transactions in today’s economy are purely horizontal or vertical,” and noting, “some include components of both,” or have dimensions that defy categorization. [read post]
Commissioner Rebecca Kelly Slaughter praised them for combining vertical and horizontal guidance, recognizing that “few transactions in today’s economy are purely horizontal or vertical,” and noting, “some include components of both,” or have dimensions that defy categorization. [read post]
28 Oct 2020, 3:03 am by Lynn Jokela
SEC Chairman Jay Clayton released a statement commending Director Hinman for all that he’s accomplished at the agency during his tenure and thanked him for his sage advice. [read post]
10 Nov 2017, 4:56 am by Doug Cornelius
[More…] Governance and Transparency at the Commission and in Our Markets by SEC Chairman Jay Clayton The next near-term agenda, which will be published as part of the federal government’s Unified Agenda in coming months, will be shorter than in the recent past. [read post]
29 Jun 2023, 9:05 pm by renholding
” House Report at 10. 6 House Report at 8 (“Yet by the time it wins the victory . . . it is often too late to enforce effectively the Clayton Act, by gaining meaningful relief. [read post]
2 Dec 2018, 4:54 pm by Kevin LaCroix
  And Finally: It has been a while since I have published any Frisbee photos, but following a recent email exchange with Kelli Massey of the Lockton office in San Diego, Kelli sent along this Frisbee picture taken at The Crack Shack, which reportedly is a fried chicken restaurant in San Diego, where Kelli and her office colleagues recently had lunch — with the Frisbee. [read post]
18 Dec 2018, 2:55 am by Broc Romanek
SEC Chairman Jay Clayton has said he wants to avoid a brawl over mandatory arbitration that would pit business groups against investors and likely splinter the five-member commission along party lines. [read post]
27 Jul 2020, 5:21 am by James Romoser
Clayton County is the beginning, not the end, of the fight against anti-LGBTQ discrimination. [read post]
10 Sep 2010, 1:00 pm by Lucas A. Ferrara, Esq.
  Featured Lunchtime Discussion--Affordable Housing Development, Financing & Leasing Outlook John Kelly of Nixon Peabody asks the questions: What does the state of affordable housing in and around NYC look like? [read post]
4 Aug 2017, 6:40 am
The State did not offer testimony from either Investigator Kelly Phillips or Investigator Marsha Phillips.State v. [read post]
28 Jun 2007, 6:46 pm
., 46, executed Sept. 7, 1984, for the 1971 killing of his 9-year-old daughter Kelly Ann. [read post]