Search for: "Clayton Smart" Results 21 - 40 of 87
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2 Oct 2018, 10:21 am by Howard Knopf
It will be interesting to find out – if we ever do – why this happened.And, in this case, contrary to that great golden oldie hit of Canadian David Clayton Thomas and Blood, Sweat and Tears, what goes up can’t come down.HPK [read post]
8 Apr 2019, 8:26 am by Unknown
Asking the right questions of yourself and of those who provide financial services is key to getting started and staying on the right track,” said SEC Chairman Jay Clayton. [read post]
17 Jun 2007, 2:15 am
Two women, Grace Golden Clayton and Sonora Smart Dodd, are said to have spearheaded the commemoration. [read post]
28 May 2010, 9:20 pm
FINRA says that from September 2004 and October 2006, Singer and his clients Craig Bush and Clayton Smith were engaged in securities fraud. [read post]
6 Nov 2020, 7:39 am by John Jascob
The AMAC recommended that the SEC update its rules and interpretations to permit firms to use an investor’s digital address (such as an email or smart phone telephone number) as the primary address when delivering regulatory documents. [read post]
27 May 2010, 5:08 am
One of Singerand#39;s customers, Clayton Smart, is currently facing criminal charges arising from the scheme in Tennessee and in Michigan. [read post]
28 Jul 2015, 4:00 am
Great things happen when smart people and smart machines work together toward a common goal.Follow Matt on LinkedIn and on Twitter @mattdcoatney. [read post]
27 Dec 2008, 1:08 pm
However, that bill got lost in the turmoil of the Clayton Smart fraud. [read post]
20 Jun 2011, 7:00 pm
The book is also available on book readers, computers, and smart phones at Amazon, Barnes & Noble, and the Apple iBookstore. [read post]
4 Jun 2020, 11:52 am by Tom Kosakowski
Here's the full text of what was sent in an email to members:The California Caucus of College and University Ombuds stands in solidarity with Black Lives Matter and with the victims of police brutality, their families, and those who are protesting racism in the wake of the brutal killings and the centuries-long systemic targeting of Black people in America.As an organization that promotes peaceful resolution, collaboration, and that works with individuals to address systemic concerns, CCCUO… [read post]
10 Oct 2017, 1:34 pm by Mark Astarita
  He has brought those and many other fine characteristics to the Commission,” said SEC Chairman Jay Clayton. [read post]
24 Sep 2020, 1:38 pm by Andrea Woods
Indeed, one of the counties studied for our report, Clayton County, which was not providing all the protections required by law, is now the subject of an ACLU lawsuit for its failure to protect incarcerated people from COVID-19.As the election approaches, those who care about fair process in the criminal legal system should ask candidates for sheriff’s offices and local judicial positions for their stances on cash bail and pretrial incarceration. [read post]
4 Apr 2023, 4:33 am by Andrew Koppelman
Clayton County, that discrimination against LGBTQ people is illegal sex discrimination – a claim I’ve been making since I was a law student. [read post]
3 Feb 2007, 5:43 am
Mark Chandler, a Senior Vice President and the Secretary and General Counsel of Cisco, gave a speech last week in San Diego at the Northwestern School of Law's 34th Annual Securities Regulation Institute, which has been getting a fair amount of play online, and deservedly so. [read post]
1 May 2008, 3:35 pm
Of course the situation is never that clear - if the choice is of rule by money, or rule by smarts, Pangloss knows which she takes. [read post]
4 Feb 2009, 8:59 am
During the months that followed the Clayton Smart and Robert Nelms arrests, the NFDA drew criticism for its failure to provide leadership in addressing the growing preneed scandal. [read post]