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In this month’s episode we catch up on Brexit with Jonathan Herbst, we take a global look at vulnerable customer initiatives with John Coley from the Risk Consultancy practice in London and Helen Taylor from Sydney, and we speak to Katie Stephen and Sonya Zywko for an update on enforcement matters. [read post]
11 Dec 2020, 3:56 am by John Coley (UK) and Iain Hawthorn
To find out more about the Conduct Healthcheck, watch our short video in which John Coley (Head of Risk Consulting, EMEA) and Iain Hawthorn (Senior Compliance Manager) explain what the product is, who it is relevant to, and the value it can add to firms. [read post]
In this month’s podcast, Jonathan is back with more Brexit updates, Katie Stephen and Sonya Zywko from our disputes team provide an update on the latest financial services enforcement news and John Coley and Helen Taylor discuss regulatory initiatives around vulnerable customers. [read post]
1 Dec 2020, 4:59 am by John Coley (UK) and Iain Hawthorn
If you would like more information, please get in touch with John Coley and Iain Hawthorn. [read post]
4 Nov 2020, 9:15 am by Eric Quitugua
I owe a large debt of gratitude to Professor Bridget Fuselier and Professor Tom Featherston for their vision, commitment, and guidance, and to Judge Gary Coley and Judge Christopher Taylor for their abiding partnership with our clinics. [read post]
20 Oct 2020, 1:12 pm by Tom Kosakowski
Although routinely hailed as an important resource for the large public university, CPP President Soraya Coley said that the Ombuds Office would be discontinued. [read post]
In this webinar, we will look at some key considerations for these firm, with topics including: Overview of retail regulatory initiatives in response to COVID-19 and lessons learned from previous crises Hot topics, practical insights and governance aspects Assessing solvency and navigating through challenges Resolvability and practical considerations Speakers: Mark Craggs | Partner, Norton Rose FulbrightPeter Snowdon | Legal Consultant, Norton Rose FulbrightMatthew Gregory | Senior Associate, Norton… [read post]
In this webinar, we will look at some key considerations for these firm, with topics including: Overview of retail regulatory initiatives in response to COVID-19 and lessons learned from previous crises Hot topics, practical insights and governance aspects Assessing solvency and navigating through challenges Resolvability and practical considerations Speakers: Mark Craggs | Partner, Norton Rose FulbrightPeter Snowdon | Legal Consultant, Norton Rose FulbrightMatthew Gregory | Senior Associate, Norton… [read post]
In volume 2 of the series, John Coley discusses the key risk and governance issues emerging in the sustainable finance arena. [read post]
29 Sep 2020, 1:26 am by John Coley (UK) and Iain Hawthorn
In the first video John Coley and Iain Hawthorn discuss consumer vulnerability in retail financial services, a topic which has been brought into even sharper focus with the onset of the COVID-19 pandemic. [read post]
28 Jul 2020, 8:00 am by Robert Kreisman
When the bus driver, Arthur Coley, began to pull away from the rest stop before Brown had re-boarded, Brown tried to get his attention. [read post]
11 May 2020, 2:41 am by Clarinda Francesca Grundy
To view video diary number 12, where John Coley and Iain Hawthorn discussed insights from the first month of COVID 19 lockdown, please click here. [read post]
1 May 2020, 8:45 pm by John Coley (UK) and Iain Hawthorn
In video diary number 12, John Coley and Iain Hawthorn discuss insights from the first month of COVID 19 lockdown. [read post]