Search for: "Commodity Exchange v. COMMODITY FUTURES TRADING"
Results 21 - 40
of 278
Sort by Relevance
|
Sort by Date
17 Jul 2023, 8:27 am
If upheld, the decision paves the way for future public token sales without the need for registration, provided the tokens are sold on cryptocurrency exchanges through algorithmic trading via “blind bid/ask transactions. [read post]
10 Jul 2023, 8:26 am
Moreover, many crypto trading platforms have not registered as broker-dealers, investment advisers, alternative trading systems or exchanges subject to securities regulations. [read post]
20 Jun 2023, 5:21 am
” Ooki DAO continued to operate as bZeroX, LLC did, but the CTC alleged it failed to register with the CFTC as required by the Commodity Exchange Act (CEA) for most exchanges that allow commodity derivative transactions. [read post]
11 May 2023, 5:01 am
Legal Arguments in the Texas Suit In their motion for summary judgment, plaintiffs in Joseph Van Loon et al. v. [read post]
3 May 2023, 9:03 pm
Lack of coordination with the other Form PF rulemaking.A second rulemaking that we are conducting jointly with the Commodity Futures Trading Commission, if adopted, will also amend Form PF. [read post]
2 May 2023, 12:51 pm
” They include: Commodity Futures Trading Commission Department of Justice MIMF Unit Federal Bureau of Investigation Federal Trade Commission Internal Revenue Service Secret Service Securities and Exchange Commission. [read post]
28 Apr 2023, 9:05 pm
Other policymakers have argued that some digital assets are subject to regulation by the Commodity Futures Trading Commission (CFTC), which regulates derivatives markets. [read post]
28 Feb 2023, 4:59 am
EPA and the potential impact the cases may have on rulemaking from financial regulators like Federal Reserve Board, the Securities and Exchange Commission, and the Commodity Futures Trading Commission. [read post]
12 Jan 2023, 6:25 am
The CFTC seeks civil monetary penalties, disgorgement of any ill-gotten gains, restitution, permanent trading and registration bans, and a permanent injunction against further violations of the Commodity Exchange Act (CEA).Statement of Commissioner Johnson. [read post]
29 Dec 2022, 12:15 am
Commodity Futures Trading Comm'n v. [read post]
15 Dec 2022, 8:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
15 Dec 2022, 4:00 am
Although the project is being conducted in a purely experimental fashion using simulated data, the pilot can be seen as one of the first steps taken by a governmental agency towards creating a central bank digital currency.SEC v. [read post]
31 Oct 2022, 7:35 am
Facts: This case (Ploss v. [read post]
25 Oct 2022, 10:46 am
Securities and Exchange Commission v. [read post]
8 Sep 2022, 9:01 pm
The following year, they passed the Securities Exchange Act of 1934. [read post]
24 Aug 2022, 9:01 pm
It is still unclear whether the investigation will result in an enforcement action.[15] Other Financial Regulatory Agencies Beyond the SEC, other financial regulatory agencies have clearly signaled to the market that they intend to step up ESG regulation and enforcement: Approximately two weeks after the SEC announced its creation of the Climate and ESG Task force, the Commodity Futures Trading Commission (“CFTC”) established its own Climate Risk Unit “to… [read post]
14 Aug 2022, 9:01 pm
Each bill would bring much needed clarity to the regulatory landscape in part by strengthening the role of the Commodity Futures Trading Commission instead of fully empowering the Securities and Exchange Commission to regulate the digital asset industry. [read post]
2 Aug 2022, 11:04 am
Caroline Pham, a Republican member of the Commodity Futures Trading Commission, characterized the SEC’s action as a “striking example of regulation by enforcement. [read post]
27 Jul 2022, 9:01 pm
As discussed below, this approach brought an unusual and sharp response from a commissioner of the Commodities Future Trading Commission (CFTC), raising many questions about the complaint’s implications for Web3. [read post]
23 Jul 2022, 12:36 pm
’” The CFTC oversees foreign exchange trading. [read post]
