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7 Aug 2018, 9:07 am
Hargan (Kavanaugh, J., dissenting), remanded on mootness grounds, Azar v. [read post]
6 Aug 2018, 8:38 pm
Or is the corporation merely property, a complex commodity? [read post]
3 Aug 2018, 6:00 am
” She’s not the first buttoned-down American official to win Twittersphere adoration—the chairman of the Commodity Futures Trading Commission, J. [read post]
7 Jun 2018, 3:01 pm
The Howey Test, deriving from a decades-old case, Securities and Exchange Commission v. [read post]
29 Jan 2018, 11:28 pm
Securities and Exchange Commission, and ICO lawyers should be watching their backs. [read post]
11 Jan 2018, 9:30 pm
Using statistics on the Consumer Financial Protection Bureau, the Commodity Futures Trading Commission, the Consumer Product Safety Commission, and the Securities and Exchange Commission, Romano found “that agency structure influences agency decisionmaking. [read post]
30 Nov 2017, 9:15 am
District Judge Timothy J. [read post]
1 Sep 2017, 6:49 am
" Dillard also represented that the trust wanted the ability to trade stocks, options, and commodity futures on margin. [read post]
18 Aug 2017, 6:00 am
For example, SEC v. [read post]
18 Aug 2017, 6:00 am
For example, SEC v. [read post]
14 Jul 2017, 7:29 am
There are limited exclusions for persons regulated by the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), or state securities commissions; states; tribes and their “arms”; any “provider” otherwise covered if they and any affiliates collectively provide covered products to no more than 25 consumers in both the current and the preceding calendar year; and merchants of… [read post]
14 Jul 2017, 7:29 am
There are limited exclusions for persons regulated by the Securities and Exchange Commission (SEC), Commodity Futures Trading Commission (CFTC), or state securities commissions; states; tribes and their “arms”; any “provider” otherwise covered if they and any affiliates collectively provide covered products to no more than 25 consumers in both the current and the preceding calendar year; and merchants of… [read post]
11 Apr 2017, 3:01 pm
Or is the corporation merely property, a complex commodity? [read post]
19 Jan 2017, 1:01 am
” The catch-all statute of limitations has also been applied to certain other regulatory agencies, such as the Commodities and Futures Trading Commission (“CFTC”), and Federal Energy Regulatory Commission (“FERC”), as well as the SEC. [read post]
15 Jan 2016, 9:24 am
Commodity Futures Trading Commission (CFTC) unanimously approved proposed enhanced rules on cybersecurity for derivatives clearing house organizations, trading platforms, and swap data repositories. [read post]
14 Jun 2015, 2:00 pm
Cases like Commodity Futures Trading Commission v. [read post]
27 Nov 2014, 12:00 am
Commodity Futures Trading Commission (“CFTC”) announced he intended to introduce regulations to the Bitcoin marketplace. [read post]
11 Apr 2014, 7:41 am
Justice Roberts and the majority cite the circumstances in Commodity Futures Trading Commission v. [read post]
6 Mar 2014, 10:54 am
Last week, the Staff of the Commodity Futures Trading Commission (CFTC) issued Staff Advisory 14-21 on the subject of “Gramm-Leach-Bliley Act Security Safeguards. [read post]
2 Jan 2014, 4:28 pm
v=j0pl_FXt0eMWilliam F. [read post]
