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7 Oct 2019, 11:41 am
Recap of HAK Insurance Recovery Group presentations in August and September 2019 focusing on key risk management techniques and strategies for maximizing recoveries under corporate insurance policies and enforcing indemnity rights under technology, sales, services, outsourcing, and other commercial contracts: John Eichman and Sergio F. [read post]
1 Oct 2019, 6:21 am
The Consent Order also required the Shireys to list the former marital residence located at 17301 Huntersville Concord Road, Huntersville, N.C. [read post]
19 Aug 2019, 3:48 am
In doing so they relied on the default rule in § 17704.07(c)(5) of California’s LLC Act (codified in the California Corporations Code), which essentially is cloned from § 407(c)(4) of the Revised Uniform LLC Act and which provides: A manager may be removed at any time by the consent of a majority of the members without cause, subject to the rights, if any, of the manager under any service contract with the limited liability company. [read post]
13 Aug 2019, 6:28 am
Over the coming year, he said, the company is looking to significantly expand its partner network and expand its sales among corporate law departments. [read post]
28 Jun 2019, 11:31 am
Siegel was registered with National Securities Corporation in Edison, New Jersey from April 21, 2014 to May 13, 2016, and with Concorde Investment Services, LLC in Parsippany, New Jersey from September 19, 2013 until April 22, 2014, according to Michael Siegel’s FINRA BrokerCheck Report. [read post]
23 May 2019, 7:43 am
According to FINRA Disciplinary actions for May 2019, the following individuals were suspended from FINRA for failing to comply with a FINRA arbitration award or settlement agreement pursuant to FINRA rules: NAME FORMER EMPLOYERS Bethan, Frank Quest Capital Strategies, Inc Wells Fargo Clearing Services, LLC Cody, Jill Concorde Investment Services, LLC Westminster Financial Securities, Inc Cody, Richard IFS Securities… [read post]
17 Feb 2019, 6:24 pm
§ 1052(e)(1) and (f), they can only be protected with secondary meaning.)In making their argument, the authors divide potentially trademarked generic/descriptive foreign terms into three categories, which move from least to most controversial.Category 1: Terms Where Domestic Consumers Know What the Foreign Term MeansThe first category of foreign terms they identify consists of foreign terms domestic consumers are likely to understand as the "common word in the foreign language" for a… [read post]
1 Feb 2019, 10:51 am
Pluralism applied: a concordant approach to selecting contract rules. [read post]
29 Jan 2019, 6:51 am
Launch of New CloudNine Concordance 10.23 and Concordance FYI Server 5.15 CloudNine Concordance provides a robust, effective, and cost-efficient way to manage discovery review. [read post]
4 Jun 2018, 6:30 am
Concorde Investment Services, LLC Independent Financial Group, LLC Jeffrey Michael Johnson Morgan Stanley Raymond James & Associates, Inc Rick Douglas Konency National Securities Corporation J.P. [read post]
24 May 2018, 6:59 am
Before the TCJA took effect, C Corporations, other than Personal Service Corporations (PSC), tax rates ranged from 15% to 35%. [read post]
27 Apr 2018, 2:08 pm
His last registered place of employment was with National Securities Corporation of Edison, NJ (CRD# 7569), from 04/21/2014 through 05/13/2016 Siegel’s previous work history includes 13 investment companies: Concorde Investment Services (CRD# 151604), in Parsippany, NJ from 09/19/2013 through 04/22/2014 Continue reading The post FINRA Bans Broker Michael Alan Siegel After Repeated Complaints and Investigations appeared first on Securities Arbitration Lawyers Blog. [read post]
2 Oct 2017, 4:50 pm
Under the first theory, the so-called “classical theory,” insider trading occurs when a corporate insider trades in the securities of his or her corporation on the basis of material, non-public information. [read post]
25 Jul 2017, 5:30 am
Personal consumption is considered an appropriate proxy for the amount of government services consumed by an individual. [read post]
4 Feb 2017, 8:27 am
From September 2013 until April 2014 Siegel was associated with Concorde Investment Services, LLC. [read post]
20 Sep 2016, 10:00 pm
But, Ledford states, the IT services and software “are necessary to timely complete the brief. [read post]
8 Jul 2016, 7:23 am
David Souter, for example, has left his papers to the New Hampshire Historical Society in Concord, N.H., not to be opened until fifty years after his death. [read post]
22 Feb 2016, 3:27 am
I’ve twice before written about earlier legal skirmishes between the two antagonists (here and here), 50/50 shareholders of a New York close corporation that holds two-thirds of the shares in another New York corporation that, in turn, holds a 90% stock interest in a Massachusetts corporation that owns and operates a car wash/service station in that state. [read post]
22 Feb 2016, 3:27 am
I’ve twice before written about earlier legal skirmishes between the two antagonists (here and here), 50/50 shareholders of a New York close corporation that holds two-thirds of the shares in another New York corporation that, in turn, holds a 90% stock interest in a Massachusetts corporation that owns and operates a car wash/service station in that state. [read post]
26 Aug 2015, 7:56 am
Thereafter, from August 2010, Kosanke was registered with brokerage firm Concorde Investment Services, LLC. [read post]