Search for: "Connected Investors, Inc."
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14 Mar 2024, 6:56 am
By Atreya Mathur In a world where creativity knows no bounds and the lines between art, inspiration and infringement blur, one art collective stands at the forefront of pushing these boundaries. [read post]
12 Mar 2024, 3:36 am
Payward, Inc.; Payward Ventures, Inc. [read post]
3 Mar 2024, 9:01 pm
On February 20, the Delaware Court of Chancery refused to enjoin the conversion of a Delaware corporation, TripAdvisor, Inc. [read post]
3 Mar 2024, 6:52 am
The merger was completed on November 5, 2021, with the surviving company named Nextdoor Holdings, Inc. [read post]
26 Feb 2024, 12:30 pm
A good example of this is the Fisker, Inc. [read post]
21 Feb 2024, 4:00 am
Peloton Interactive, Inc., 2024 WL 665181, No. 21-cv-03202-LB (N.D. [read post]
20 Feb 2024, 5:24 pm
The law firm’s investigation is ongoing after three separate arbitration panels awarded investors damages in connection with the sale of L Bonds by their financial advisors and firms. [read post]
14 Feb 2024, 9:01 pm
The case involved a derivative lawsuit brought against Illumina by funds controlled by activist investor Carl Icahn in connection with Illumina’s decision to close its acquisition of GRAIL, Inc. despite antitrust regulatory opposition. [read post]
13 Feb 2024, 10:47 am
Hartvigson reportedly agreed to the sanctions after he refused to produce information and documents requested by FINRA in connection with its investigation of the allegations made to it in a complaint. [read post]
12 Feb 2024, 8:57 am
The Company has cooperated with the SEC’s Regional Office in connection with the SEC Matter. [read post]
11 Feb 2024, 8:55 am
FINRA is also claiming that Baron later made additional material false statements to an investor in connection with a buyback of the couple’s shares of the Company. [read post]
11 Feb 2024, 8:55 am
From September 2014 through October 2018 Benitez was associated with SunTrust Investment Services, Inc. [read post]
9 Feb 2024, 5:25 am
”The company also cited Fifth Circuit precedent in Waste Connections, Inc. v. [read post]
1 Feb 2024, 4:32 am
PayNearMe, Inc. v. [read post]
31 Jan 2024, 11:31 am
– $13.5 million, Stifel Nicolaus & Company, Inc. [read post]
26 Jan 2024, 1:40 pm
Voya operates under the following names: ING FINANCIAL PARTNERS, INC, WASHINGTON SQUARE SECURITIES, INC., VOYA FINANCIAL ADVISORS, INC., VARIABLE LIFE BROKERAGE DISTRIBUTORS, NWNL MANAGEMENT CORPORATION, ING FINANCIAL PARTNERS, INC., according to its CRD. [read post]
24 Jan 2024, 7:34 am
According to his FINRA BrokerCheck profile, Archimede was affiliated with the following firm during his career: 01/01/2010 – 12/31/2023, PFS INVESTMENTS INC. [read post]
23 Jan 2024, 9:01 pm
The securities class action accused Allianz of similarly harming investors, and provides a recovery to those investors. 6.) [read post]
18 Jan 2024, 9:33 am
This either-or proposition not only undermined critical investor protections and placed investors at risk, but was also illegal. [read post]
8 Jan 2024, 11:59 am
” The DOJ alleged that the PE firm “managed [the pharmacy] on behalf of its investors, allegedly knew of and agreed to the plan to pay outside marketers to generate the prescriptions and financed the kickback payments to the marketers. [read post]
