Search for: "Consolidated Trading, LLC"
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26 Mar 2012, 2:00 am
The investigation is also examining communications between other high-frequency trading firms and Direct Edge Holdings LLC, a company that runs computer-driven exchanges. [read post]
8 Dec 2016, 6:40 am
The attorneys of Eccleston Law LLC represent investors and advisers nationwide in securities and employment matters. [read post]
11 Jul 2020, 12:31 pm
The court also consolidated AMG Capital Management, LLC v. [read post]
13 Mar 2023, 4:33 am
Shares held by a corporation are freely transferrable: they can be sold, traded, bequeathed, and inherited. [read post]
4 Sep 2019, 6:35 am
Duffy consolidated Phoenix with JDA. [read post]
6 Sep 2023, 9:01 pm
CAT LLC will adjust the applicable fee rate twice a year. [read post]
6 Feb 2018, 3:58 am
Consolidated Grain and Barge Co. [read post]
5 Jun 2006, 7:09 am
LLC v. [read post]
5 Jun 2006, 7:09 am
LLC v. [read post]
6 Jul 2022, 7:03 am
SEC, July 5, 2022, Henderson, K.).In 2020, on the tenth anniversary of the market "flash crash," the SEC ordered the equity exchanges and FINRA to submit a new national market system plan (NMS plan) with a modernized governance structure for the production of public consolidated equity market data and the dissemination of trade and quote data from trading venues. [read post]
8 Feb 2018, 12:14 pm
This applies to LLCs taxed (as most are) as partnerships. [read post]
15 Jun 2015, 8:01 am
The Financial Industry Regulatory Authority (FINRA) entered into an agreement whereby the regulatory fined LPL Financial LLC (LPL) and fined it $10 million for broad supervisory failures in a number of key areas, including the sales of non-traditional exchange-traded funds (Non-Traditional ETFs), certain variable annuity contracts, non-traded real estate investment trusts (Non-Traded REITs) and other complex products, as well as its failure to monitor and report… [read post]
10 Dec 2014, 6:25 am
Securities, LLC (LaSalle) private placement deficiencies. [read post]
24 May 2013, 1:50 pm
_____MOTOROLA MOBILITY LLC,Appellant,v.INTERNATIONAL TRADE COMMISSION,Appellee.On Appeal from the United States International Trade Commission, Investigation No. 337-TA-745MOTOROLA MOBILITY LLC'S PETITION FOR REVIEWPursuant to 28 U.S.C. $ 1295(a)(6), 19 U.S.C. [read post]
3 Jul 2020, 6:43 am
BANKING LICENCE REQUIREMENTS A banking licence is generally required under the Banking Consolidated Act 1993 and the Financial Consolidated Act 1998 in order to carry out lending activities. [read post]
16 Jul 2021, 4:59 pm
In their consolidated petition, the plaintiffs expressed their disappointment and shame over the Astros' stealing opposing teams' signals. [read post]
11 Apr 2014, 3:11 pm
Then, one month later on March 24, 2014, FINRA announced that it had fined LPL Financial LLC $950,000 for supervisory deficiencies related to brokers' recommendations and sales to public investors of alternative investments, including non-traded REITs, oil and gas partnerships, business development companies (BDCs), hedge funds, managed futures and other illiquid pass-through investments. [read post]
22 Jan 2021, 7:56 am
., Investors' Exchange LLC, and MEMX LLC (The Nasdaq Stock Market LLC v. [read post]
11 Jan 2019, 2:30 pm
(ENB) has consolidated its acquisition of master limited partnership (MLP) operations in Texas by approving the acquisition of all outstanding Enbridge Energy Partners LP (EEP) public Class A common units, as well as all outstanding Enbridge Energy Management LLC (EEQ) public listed shares. [read post]
15 May 2019, 12:54 am
This starts with a summary of the mass consolidated suits of Thermolife Int’l LLC v. [read post]
