Search for: "Consolidated Trading, LLC"
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10 May 2023, 6:47 am
His other employers were Parkland Securities, LLC (CRD#:115368), Sagepoint Financial, Inc. [read post]
26 Apr 2023, 8:29 am
UBS Securities, LLC. [read post]
11 Apr 2023, 11:53 am
Securities, LLC. [read post]
11 Apr 2023, 2:10 am
FINRA Rule 5310 is the consolidated rule governing members’ best execution requirements. [read post]
31 Mar 2023, 10:32 am
Separate supplements are required for each consolidated subsidiary. [read post]
13 Mar 2023, 4:33 am
Shares held by a corporation are freely transferrable: they can be sold, traded, bequeathed, and inherited. [read post]
16 Feb 2023, 5:03 am
Ramen Hood, LLC v. [read post]
22 Jan 2023, 6:59 pm
This year’s list focuses, with some exceptions, on the unsung heroes among the many decisions that have not already been widely discussed by the mainstream press or legal trade publications, such as many rulings involving Elon Musk, Tesla and Twitter. [read post]
9 Jan 2023, 9:01 pm
Lead plaintiff filed an amended complaint more than three years after the consolidated complaint, and then at s [read post]
5 Jan 2023, 2:22 pm
Jeff LubitzJarett SenaIn the following guest post, Jeff Lubitz, Managing Director, ISS Securities Class Action Services, and Jarett Sena, Director of Litigation Analysis, ISS Securities Class Action Services, take a detailed look at the largest securities class action settlements of 2022, and in particular at the largest 10 U.S. securities class action settlements during the year as well as the largest non-U.S. settlements. [read post]
4 Dec 2022, 7:44 am
The Federal Trade Commission and seven state Attorneys General announced a settlement with Google LLC and iHeart Media, Inc. over allegations that iHeart radio stations aired thousands of deceptive endorsements for Google Pixel 4 phones by radio personalities who had never used the phone. [read post]
16 Nov 2022, 8:14 am
Department of Justice and Federal Trade Commission in a joint brief told the 7th U.S. [read post]
contempt finding saves FTC's $120 million victory against real estate scammer even after AMG Capital
11 Nov 2022, 11:21 am
Federal Trade Commission v. [read post]
29 Aug 2022, 9:05 pm
Background on President Biden’s Executive Order on Promoting Competition in the American Economy On July 9, 2021, President Biden issued a sweeping proclamation on competition in the American economy, asserting that there has been too much consolidation across many different economic sectors and that this consolidation has harmed workers, farmers, small businesses, startups, and consumers, and has led to vast racial, income, and wealth inequalities.1 This Executive… [read post]
18 Jul 2022, 3:03 am
., a non-traded REIT, based in Houston, Texas, reportedly owns 44 commercial properties. [read post]
6 Jul 2022, 7:03 am
SEC, July 5, 2022, Henderson, K.).In 2020, on the tenth anniversary of the market "flash crash," the SEC ordered the equity exchanges and FINRA to submit a new national market system plan (NMS plan) with a modernized governance structure for the production of public consolidated equity market data and the dissemination of trade and quote data from trading venues. [read post]
26 Jun 2022, 9:01 pm
On June 13, 2022, the Federal Trade Commission’s (“FTC”) five commissioners aired their ideological differences over the regulation of private equity-backed consolidation and the tools used to police such deals via a consent agreement settling the FTC’s challenge to a $1.1 billion merger of veterinary clinics. [read post]
8 Jun 2022, 9:01 pm
It provides investors important pre-trade transparency. [read post]
2 Jun 2022, 7:30 pm
According to the news release, GWG and its subsidiaries, GWG Life, LLC and GWG Life USA, LLC, have filed voluntary Chapter 11 petitions in the U.S. [read post]
25 May 2022, 6:22 am
" Here, the exchanges argued that the rule will, among other outcomes, stifle innovation, drive order flow to "dark" trading venues, and deprive the exchanges of a source of revenue. [read post]
