Search for: "Cornerstone Capital Group LLC" Results 21 - 40 of 44
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10 Mar 2017, 6:09 am
Securities and Exchange Commission, on Friday, March 3, 2017 Tags: Capital formation, Crowdfunding, Equity offerings, FINRA, Investor protection, JOBS Act, Retail investors, SEC, Securities regulation, Small firms, Tech companies Alternatives to Quantitative Metrics in Performance Share Plans Posted by Lane T. [read post]
3 Jan 2017, 4:28 pm by Kevin LaCroix
  Third-Party Litigation Funding Hits the Big Time Any question that litigation funding has become a very big business was completely eliminated by the December 14, 2016 announcement of the merger between Burford Capital Ltd., the world’s largest litigation funding firm, and GKC Holdings, LLC, the parent company of Gerchen Keller Capital, the second-largest litigation funding firm. [read post]
5 Sep 2016, 6:30 am by Kevin LaCroix
The large litigation financing firms have substantial assets out of which to invest; according to the Wall Street Journal (here), Burford Capital LLC has already invested $800 million in the U.S. and abroad; Gerchen Keller has deployed $700 million of the $1.4 billion it has raised. [read post]
19 Aug 2016, 6:16 am
Evidence from Loan Covenants Posted by Antonio Falato, Federal Reserve Board, on Sunday, August 14, 2016 Tags: Bankruptcy, Capital formation, Capital markets, Cost of capital, Covenants, Debt, Debt contracts, Debtor-creditor law, Defaults, Distressed companies, Employees, Financial crisis, Labor markets, Market conditions The Lifecycle of Firm Takeover Defenses Posted by Jonathan M. [read post]
16 Jun 2016, 2:48 pm by Kevin LaCroix
  Cybersecurity at SEC-registered entities like Morgan Stanley has become a top priority for the SEC inspections group and enforcement division. [read post]
22 Feb 2016, 4:36 pm by Kevin LaCroix
After attending the PLUS D&O Symposium  some years ago, several colleagues at Partner Re thought it might be worthwhile to provide D&O insurance professionals with historical overview of the evolution of Directors and Officers insurance (D&O) in the US marketplace. [read post]
14 Sep 2015, 4:32 pm by Kevin LaCroix
”[14]  In Household, defendants challenged the ability of sophisticated institutional traders to benefit from the presumption, based in part upon the deposition testimony of senior managers who expressed a fundamental lack of faith in the efficient capital markets theory upon which the Basic presumption is founded.[15]  Yet, the Household court held that these statements did not even raise a triable issue as to whether the presumption could be rebutted.[16] In Halliburton… [read post]
31 Jan 2014, 5:20 am by Doug Cornelius
Panel II: Private Fund Adviser Topics Speakers: Ashish Ward, Exam Manager, National Exam Program, Los Angeles Regional Office Alpa Patel, Senior Counsel, Division of Investment Management Igor Rozenblit, Specialist, Division of Enforcement, Asset Management Unit James Capezzuto, General Counsel & Chief Compliance Officer, Cornerstone Capital Management LLC Barbara Burns, Chief Compliance Officer, AEA Investors SBF LLC Key focus areas in presence exams: (1)… [read post]
7 Jun 2012, 7:42 pm by D. Daxton White
The White Law Group has filed claims involving the following non-traded REITs (among others): Desert Capital REIT, Cornerstone Core Properties, CIP Levaraged Fund Advisors, Cornerstone Health Care REIT, Behringer Harvard REIT, Inland Western REIT, Inland American REIT, KBS REIT, and AmREIT. [read post]
7 Jun 2012, 7:42 pm by D. Daxton White
The White Law Group has filed claims involving the following non-traded REITs (among others): Desert Capital REIT, Cornerstone Core Properties, CIP Levaraged Fund Advisors, Cornerstone Health Care REIT, Behringer Harvard REIT, Inland Western REIT, Inland American REIT, KBS REIT, and AmREIT. [read post]
29 Mar 2012, 6:22 am by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, investor protection, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
21 Mar 2012, 11:31 am by D. Daxton White
Financial Advisor Magazine recently released its 2011 rankings for registered investment advisory and as you can see from the data below, there are many large RIA’s out there: Firm… [read post]
30 Jan 2012, 1:03 pm by John Elwood
The capital case Smith v. [read post]
12 Jan 2012, 10:40 am by D. Daxton White
The White Law Group, LLC is a national securities fraud, securities arbitration, and securities regulation/compliance law firm with offices in Chicago, Illinois and Boca Raton, Florida. [read post]
Eccleston Law has learned that the SEC has recently charged Raymond Morris, James Haley, Jay Linford, attorney Luc Nguyen, E&R Holdings, LLC, Wise Financial Holdings, LLC, Momentum Leasing, LLC, Cornerstone Capital Fund, LLC, Vantage Point Capital, LLC, and Freedom Group, LLC with unregistered fraudulent offers, sales and purchases of securities. [read post]
2 Dec 2010, 9:16 am by Roshonda Scipio
. : Oxford University Press, c2011.Capital PunishmentKF373.D635 A3 2010The autobiography of an execution / David R. [read post]