Search for: "D&E Investments, LLC" Results 21 - 40 of 575
Sort by Relevance | Sort by Date
RSS Subscribe: 20 results | 100 results
16 Aug 2023, 10:52 am by Kevin LaCroix
[vii] The SEC claimed that Jarkesy, along with his advisory firm Patriot28, LLC, made false representations to their investors, including falsely advising that a prominent accounting firm and investment bank served as the funds’ auditor and broker, respectively, and misrepresenting the funds’ investment strategies and overvaluing the funds’ holdings. [read post]
30 May 2023, 5:56 am by Bob Ambrogi
“What we’re talking to them about is how can we help you handle more cases through your practice without needing to invest your own time and resources in doing that. [read post]
17 May 2023, 1:27 pm by Jacob Tingen
The Ultimate Business Owner's Handbook: Legal Strategies for Success from a Business Lawyer By Jacob Tingen May 17, 2023 Business & IP Welcome to the Ultimate Business Owner’s Handbook: Legal Strategies for… [read post]
12 May 2023, 11:06 am by Gene Takagi
Notable Events of the Week: “A Manhattan jury has found that Trump sexually abused and defamed E. [read post]
5 May 2023, 9:32 am by Eugene Volokh
Dow Jones & Company, Inc., the First Department affirmed dismissal of an investment adviser's claim that a Wall Street Journal reporter engaged in tortious conduct by obtaining information from employees bound by non-disclosure agreements (178 AD3d 572, 574 [1st Dep't 2019]). [read post]
11 Apr 2023, 2:10 am by D. Daxton White
  (e) The obligations described in paragraphs (a) through (d) above exist not only where the member acts as agent for the account of its customer but also where transactions are executed as principal. [read post]
2 Apr 2023, 6:00 am by Rob Robinson
Morgan (Investor)Note: Funding Secured for Working Capital 10-November-21Driven (Merger)Innovative Discovery (Merger) 3-November-21Digital Safe Product Line of Micro FocusSmarshNote: Announced with intent to close in Q1 2022 2-November-21Everlaw (Investee)TPG (Lead) with HIG Growth Partners, Capital G, Menlo Ventures, Andreessen Horowitz and K9 Ventures.Series D Funding for $202,000,000 27 [read post]
27 Mar 2023, 9:01 pm by renholding
Although the number of securities lawsuits filed this year remained steady compared to 2021, we have seen many notable developments in securities law. [read post]
22 Feb 2023, 1:07 pm by Dennis Crouch
Patent TPLF funds generally promise roughly 20% internal rates of return to funders (IRR) year-over-year, or about a 2x to 2.5x return on investment over generally four- or five-year investment cycles, suggesting, at least at the pitch level, that these investments are lucrative for the funders.[15]  The biggest (or at least most well-known) players—Magnetar Capital, Burford Capital, Fortress Investment Group, Omni Bridgeway, and Curiam Capital, to name… [read post]
10 Feb 2023, 7:04 am
Flynn, and Chuck Callan, Broadridge, on Thursday, February 9, 2023 Tags: Clawbacks, Corporate governance, ESG, Proxy voting, Say on pay, SEC Outlook for Activism in 2023 Posted by James E. [read post]
10 Feb 2023, 7:04 am
Flynn, and Chuck Callan, Broadridge, on Thursday, February 9, 2023 Tags: Clawbacks, Corporate governance, ESG, Proxy voting, Say on pay, SEC Outlook for Activism in 2023 Posted by James E. [read post]
6 Feb 2023, 11:15 am by Kevin LaCroix
Grayscale Investments, LLC, filed in Delaware Chancery Court on December 6, 2022. [read post]