Search for: "D B J W Investments L L C" Results 21 - 40 of 134
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15 Apr 2017, 5:11 am by Kelly Phillips Erb
For more Taxes A to Z, check out: A is for Affordable Care Act Reporting B is for Back Pay C is for Canceled Debt D is for Dependents E is for Eligible Rollover Distributions F is for Fat Finger Error G is for GI Bill H is for Harvesting Losses I is for Investment Income Expense J is for Junk Bonds K is for Strike Price L is for Late Filing & Late Payment Penalties M is for Marginal Tax Rate N is for NSF O is for Over-The-Counter Medications… [read post]
15 Apr 2019, 6:54 pm by Samuel Bray
Fiduciary Principles in Investment Advice, Arthur B. [read post]
22 Jul 2015, 2:18 pm by Rebecca Tushnet
Many factors, including inability to leave Berne b/c of other agreements, serve to lock in the existing system. [read post]
13 Jul 2015, 3:30 pm by D. Daxton White
Government Development Bank President Melba Acosta is expected to attend this meeting, according to an Investment News article. [read post]
2 Oct 2012, 1:08 pm by Richard Renner
., Wells Fargo Brokerage Services LLC, SJL Investment Management LLC, Irwin Boock, Stanton B. [read post]
30 Jun 2015, 11:37 am by D. Daxton White
Additionally, brokerage firms are required to ensure that all investment recommendations made are suitable in light of the client’s age, investment experience, investment objectives, net worth, and income. [read post]
30 Dec 2010, 5:10 am by Martin George
Zambrana Tévar, A new approach to applicable law in investment arbitration B. [read post]
17 Apr 2017, 4:02 am by Kelly Phillips Erb
For more Taxes A to Z, check out: A is for Affordable Care Act Reporting B is for Back Pay C is for Canceled Debt D is for Dependents E is for Eligible Rollover Distributions F is for Fat Finger Error G is for GI Bill H is for Harvesting Losses I is for Investment Income Expense J is for Junk Bonds K is for Strike Price L is for Late Filing & Late Payment Penalties M is for Marginal Tax Rate N is for NSF O is for Over-The-Counter Medications… [read post]
31 Oct 2013, 6:31 am
Total fines and jail sentences have increased notably.58 A comparison of the Antitrust Division, reproduced below, and European Commission statistics, reproduced in Appendices A and B, allow for side-by-side comparison of results over time and evaluation of the relative costs and benefits of an all-civil compared to criminal prosecution regime of antitrust enforceme [read post]
12 Feb 2021, 5:57 am
SEC Adopts Revised Investment Adviser Marketing Rule Posted by Jessica Forbes, Stacey Song, and Joanna D. [read post]
30 Mar 2017, 4:47 pm by Kelly Phillips Erb
For more Taxes A to Z, check out: A is for Affordable Care Act Reporting B is for Back Pay C is for Canceled Debt D is for Dependents E is for Eligible Rollover Distributions F is for Fat Finger Error G is for GI Bill H is for Harvesting Losses I is for Investment Income Expense J is for Junk Bonds K is for Strike Price L is for Late Filing & Late Payment Penalties [read post]
2 Jun 2016, 5:23 am by Mary Jane Wilmoth
Bliss d/b/a Roger Bliss and Associates Equities, LLC, a Utah Limited Liability Company, d/b/a Roger Bliss and Associates Club LLC, d/b/a Bliss Club LLCCase number: 15-cv-00098 (United States District Court for the District of Utah)Case filed: February 11, 2015Qualifying Judgment/Order: April 19, 2016 5/31/2016 8/29/2016 2016-74 SEC v. [read post]
3 Oct 2011, 3:33 am by Robert A. Epstein
"As a general matter, the Guidelines specify sources of income as follows: a. compensation for services, including wages, fees, tips, and commissions; b. the operation of a business minus ordinary and necessary operating expenses (see IRS Schedule C); c. gains derived from dealings in property; d. interest and dividends (see IRS Schedule B); e. rents (minus ordinary and necessary expenses - see IRS Schedule E); f. bonuses and royalties; g.… [read post]