Search for: "DENIS PIERCE" Results 21 - 40 of 900
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15 Nov 2023, 6:26 am by jeffreynewmanadmin
The Securities and Exchange Commission filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
14 Nov 2023, 9:01 pm by renholding
The Securities and Exchange Commission announced that it filed 784 total enforcement actions in fiscal year 2023, a 3 percent increase over fiscal year 2022, including 501 original, or “stand-alone,” enforcement actions, an 8 percent increase over the prior fiscal year. [read post]
In sum, the OTA decidedly denied the FTB’s attempts to expand the deferential scope of Legal Ruling 2006-01 beyond the specific two hypothetical situations squarely addressed by the legal ruling. [read post]
10 Nov 2023, 7:01 am by Silver Law Group
(CRD#:7059) of El Segundo, CA, and Merrill Lynch, Pierce, Fenner & Smith Incorporated (CRD#:7691) of New York, NY. [read post]
5 Nov 2023, 9:13 am by Colin Zick
The Massachusetts Superior Court judge in this case initially denied the defendant’s request for counseling records in light of the §20J privilege, but ultimately issued an order compelling production of the records, citing the SJC’s 1993 Matter of a R.I. [read post]
3 Nov 2023, 12:44 pm by Rebecca Tushnet
Consider, for example, whether Congress could enact a law denying TM registration to entities in the business of producing pornography, or denying registration to marks that refer to pornography. [read post]
30 Oct 2023, 8:51 am by jonathanturley
He got too close and accidentally cut through the child’s shoe, piercing a toe. [read post]
19 Oct 2023, 1:28 pm by Rebecca Tushnet
Initially, the court denied the motion to dismiss consumer protection law claims simply because the complaint also alleged violation of state securities laws and consumer protection laws don’t cover securities. [read post]
16 Oct 2023, 10:51 am by Second Circuit Civil Rights Blog
The Courts need to find a case is quite similar to your case if you want to pierce the immunity. [read post]
8 Oct 2023, 5:32 pm by The Law Blogger
This exception allows prosecutors to pierce the attorney client privilege if they believe that the tendered legal advice was subsequently used in furtherance of a crime. [read post]
28 Sep 2023, 1:45 pm by Alan Rosca
There were at least eight other customer dispute disclosures related to option trading filed this year that were reported as “Denied. [read post]
28 Sep 2023, 1:45 pm by Alan Rosca
There were at least eight other customer dispute disclosures related to option trading filed this year that were reported as “Denied. [read post]
28 Sep 2023, 1:45 pm by Alan Rosca
There were at least eight other customer dispute disclosures related to option trading filed this year that were reported as “Denied. [read post]
7 Sep 2023, 2:18 am by Seán Binder
On Monday, Romania denied Ukrainian assertions that a Russian drone had fallen on Romanian territory. [read post]
3 Sep 2023, 9:05 pm by Cary Coglianese
In the absence of contractual provisions, though, the decision in the Royal Brush case still suggests that litigants may be able to pierce through any veil of trade secret protection surrounding AI use by government agencies. [read post]
The Law Court set aside the trial court’s ruling that denied relief on the ineffective assistance claim, and sent the case back to the trial court for further proceedings. [read post]
14 Aug 2023, 6:05 am by Or Bassok
Conversely, in past targeted killings that caused the death of innocent civilians, IDF commanders denied that they knew the attack would cause such results. [read post]