Search for: "DEUTSCHE BANK SECURITIES CORPORATION" Results 21 - 40 of 242
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12 Mar 2023, 2:05 pm by Race to the Bottom
In the later part of 2022 alone, the SEC launched investigations into the ESG investment funds of Goldman Sachs, Deutsche Bank, and New York Mellon, the last of which ended up settling for about one million U.S. dollars. [read post]
26 Feb 2023, 9:05 pm by renholding
 Last summer, after the Adani Group completed its $10.5 billion leveraged buyout of a cement business from Swiss firm Holcim, Gautam Adani boasted to the Economic Times that his “relationship banks” – Barclays, Deutsche Bank, and Standard Chartered Bank – had “fully funded” the deal. [read post]
8 Feb 2023, 7:36 am by INFORRM
The surveillance practice was reportedly authorized under the Investigatory Powers Act, which critics claim gives security services too much power to collect the data of innocent people. [read post]
1 Feb 2023, 2:39 pm by anne
In a key precedent-setting ruling, the SEC’s order found that BlockFi Interest Accounts were securities that should have been registered under U.S. securities laws. [read post]
27 Jan 2023, 10:21 am by Neil H. Buchanan
  (Seriously, a liberal is telling Biden to pay bondholders -- which includes the Chinese government, hedge funds, and foreign corporations -- while telling Social Security recipients that they have to wait?) [read post]
2 Dec 2022, 12:18 pm by Geoff Schweller
In total, the broker-dealers, which include Deutsche Bank, Barclays and Cantor Fitzgerald, agreed to pay over $1.1 billion in penalties. [read post]
23 Nov 2022, 6:32 am
A group of 30 law professors led by Penn’s Jill Fisch and Emory’s George Georgiev wrote that the U.S. securities disclosure regime necessarily  evolves with the market, and that the Proposal shows the SEC responding to investors’ evolving needs for corporate climate governance and risk information, rather than a rule intending to regulate climate policy. [read post]
23 Nov 2022, 6:32 am
A group of 30 law professors led by Penn’s Jill Fisch and Emory’s George Georgiev wrote that the U.S. securities disclosure regime necessarily  evolves with the market, and that the Proposal shows the SEC responding to investors’ evolving needs for corporate climate governance and risk information, rather than a rule intending to regulate climate policy. [read post]
26 Sep 2022, 7:33 am by Grace Schepis
These include a former partner in the disgraced auditing firm of Arthur Anderson (the firm that played a key role in the ENRON scandal), Deutsche Bank, and the Chief Financial Officer of the NRA. [read post]
21 Sep 2022, 7:23 am by E. Danya Perry
Misrepresentations to Banks and Insurers According to the OAG, Trump used these exaggerated financial statements to secure more favorable terms from banks and insurers. [read post]
17 Aug 2022, 6:30 am
Strine, Jr.; and Corporate Purpose and Corporate Competition (discussed on the Forum here) by Mark J. [read post]
17 Aug 2022, 6:30 am
Strine, Jr.; and Corporate Purpose and Corporate Competition (discussed on the Forum here) by Mark J. [read post]
18 Jul 2022, 2:46 pm by Kevin LaCroix
The ClientEarth action is an innovative use of litigation to encourage better corporate governance by holding a company’s directors personally liable for failing to properly prepare for the net zero transition. [read post]
28 Jun 2022, 7:01 am by Pablo Chavez
Europe itself has home-grown cloud providers, but they are significantly smaller in scale and scope than their American and Chinese competitors: Deutsche Telekom, OVHcloud, SAP, and Orange, primarily. [read post]
22 Jun 2022, 9:05 pm by J.S. Nelson
Deutsche Bank penalty derived from an existing criminal settlement rather than new charges, the DOJ has also indicated that it wants to step up corporate criminal enforcement. [read post]
6 Jun 2022, 7:06 am by James Mulvenon
ZTE Corporation’s plea agreement also required the company to submit to three years of corporate probation and corporate compliance monitoring. [read post]
9 Apr 2022, 3:01 am by Karl Mihm
The Trump Corporation Class Action A group of anonymous plaintiffs have filed a class action against the Trump family and their business, alleging that the Trumps used their brand to scam investors into paying for worthless business opportunities. [read post]