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10 Oct 2023, 9:01 pm
Among others, I want to thank Corey Klemmer in the Chair’s office, Valian Ashfar, Ted Yu, and Nick Panos in the Division of Corporation Finance, the Division of Economic and Risk Analysis, the Office of General Counsel, and others throughout the Commission. [read post]
9 Oct 2023, 6:32 am
New Item 408(a) of Regulation S-K requires disclosure of whether during the company’s most recently completed fiscal quarter (which would be the fourth quarter in the case of an annual report) any director or officer adopted, modified, or terminated a Rule 10b5-1 plan or a similar trading arrangement. [read post]
9 Oct 2023, 6:32 am
New Item 408(a) of Regulation S-K requires disclosure of whether during the company’s most recently completed fiscal quarter (which would be the fourth quarter in the case of an annual report) any director or officer adopted, modified, or terminated a Rule 10b5-1 plan or a similar trading arrangement. [read post]
19 Sep 2023, 6:11 am
To support this point, Schneier cited a recent report from the Office of the Director of National Intelligence, which explained that the wide range of commercially available information sold by data brokers is already readily available to foreign governments. [read post]
7 Sep 2023, 9:01 pm
., highly limited acceleration rights), is issued in a minimum denomination of $400,000, and is governed by US law.7 Principal due to be paid on eligible long-term in one year or more and less than two years would be subject to a 50% haircut for purposes of the LTD requirement. [read post]
28 Aug 2023, 3:06 pm
On January 23, 2019, Undersheriff Sung sent an email from his personal email account to Moyer, asking to set up a meeting with Moyer, Sheriff's Office Captain James Jensen, and himself. [read post]
5 Jul 2023, 3:51 am
” Chewy’s Vice President rejected the proposal because, as the warehouse safety officer would later explain, “the feeling was that if we lowered the load beams . . . , that that would somehow affect the [storage] capacity that we had. [read post]
2 Jul 2023, 3:46 pm
As a preliminary inquiry one thus must ask whether the board had the authority under the governing statutes and the corporation’s organic documents to take this specific action. [read post]
1 Jul 2023, 8:10 am
Brignoni-Ponce, 422 U. [read post]
29 Jun 2023, 7:49 am
These regional subcommittees make recommen- dations to the full admissions committee, and they take an applicant’s race into account. [read post]
29 Jun 2023, 7:49 am
These regional subcommittees make recommen- dations to the full admissions committee, and they take an applicant’s race into account. [read post]
31 May 2023, 5:31 am
However, the term consumer does not include an individual acting in a commercial or employment context or as an employee, owner, director, officer, or contractor of a company partnership, sole proprietorship, nonprofit, or government agency whose communications or transactions with the controller occur solely within the context of that individual’s role with the company, partnership, sole proprietorship, nonprofit, or government agency. [read post]
9 May 2023, 9:01 pm
Questionnaires should require information on whether the nominee is an employee, officer, partner or co-investor of the nominating stockholder. [read post]
25 Apr 2023, 2:27 pm
“The FBI remains steadfast in its commitment to investigate North Korea’s evasion of sanctions placed on its government,” said Assistant Director Suzanne Turner of the FBI’s Counterintelligence Division. [read post]
18 Apr 2023, 2:40 pm
" "These cases demonstrate that the Chinese Communist Party, once again, attempted to intimidate, harass, and suppress Chinese dissidents in the United States," said Assistant Director in Charge David Sundberg of the FBI Washington Field Office. [read post]
30 Mar 2023, 6:33 pm
Part of Just Security’s work on accountability and election law. [read post]
3 Mar 2023, 10:17 am
§1028A, Money Laundering in violation of 18 U,S,C. [read post]
6 Feb 2023, 1:37 pm
The SEC’s Office of Economic Analysis’ 2009 Study on Section 404 states this point more explicitly: “Section 13(b)(2) of the Exchange Act requires companies to maintain effective ICFR, while Section 404 requires management to report on the effectiveness of ICFR. [read post]
2 Feb 2023, 9:05 pm
Following the IPO, Gig3’s officer and directors identified Lightning eMotors Inc. [read post]
20 Jan 2023, 2:56 pm
In addition, the Government Accountability Office (“GAO”) on December 1, 2022, published a report on the increasing cybersecurity threats faced by the United States’ 16 critical infrastructure sectors that rely on internet-connected devices and systems. [read post]
