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14 Feb 2021, 10:37 am
Dan and Dorothy Kearns filed a wrongful death lawsuit against the investing app, according to CBS News. [read post]
1 Dec 2020, 7:06 am
If Commissioner Dan Berkovitz has anything to say about it, this matter will remain open. [read post]
16 Oct 2020, 3:00 am
A hedge fund consultant’s assessment of the meeting spread through parts of the investment world and traders spotted the immediate significance: the president’s aides appeared to be giving wealthy party donors an early warning of a potentially impactful contagion at a time when Trump was publicly insisting the threat was nonexistent. [read post]
9 Sep 2020, 4:57 am
Hospitalised for several weeks. 28 April 2015 Russia Bulgarian arms trader Emilian Gebrev poisoned with an organophosphorus compound. [read post]
25 Jun 2020, 5:13 pm
Commissioner Dan Berkovitz dissented from the withdrawal of the Reg AT proposal, but offered qualified support for the new proposal. [read post]
18 May 2020, 5:00 pm
A majority of the comments, which were submitted from industry associations, end-users, traders, commercial participants, and exchanges were generally supportive of the proposed rules, while there were some calls for greater clarity or further regulatory relief. [read post]
23 Apr 2020, 6:30 am
--Dan Ernst [read post]
16 Mar 2020, 1:54 pm
First Derivative Traders, 564 U.S. 135 (2011), which held that only those who make a misstatement can be held liable under the subsection of the rule that directly addresses false and misleading statements. [read post]
1 Feb 2020, 10:11 am
--Dan Ernst [read post]
23 Jan 2020, 5:00 am
It can increase volatility and some high-frequency traders have engaged in predatory activity; however, it is unlikely that these concerns have significant implications for investors or that an FTT is the best way to address them. [read post]
10 Jan 2020, 6:10 am
Freed, Dan Carroll and Karl J. [read post]
1 Oct 2019, 9:08 am
KEY POINTS FOR TRADERS Generally, no banking licence is required for lending to bona fide Dutch professional parties. [read post]
24 Aug 2019, 6:30 am
--Dan ErnstWednesday, November 20, 20199:00 AM – 4:00 PMWhat is a Legal Archive? [read post]
25 Jun 2019, 2:40 am
Contents include:Lauri Mälksoo, ONUMA Yasuaki (1946–2018) Lauren Benton, Beyond Anachronism: Histories of International Law and Global Legal Politics Ville Kari, Freebooters and Free Traders: English Colonial Prize Jurisdiction in the West Indies 1655–1670 Daniel Ricardo Quiroga-Villamarín, ‘An Atmosphere of Genuine Solidarity and Brotherhood’: Hernán Santa-Cruz and a Forgotten Latin American Contribution to Social Rights Mark Somos & Morgan… [read post]
19 Apr 2019, 6:17 am
The first Energy and Environmental Markets Advisory Committee (EEMAC) meeting under the sponsorship of Commissioner Dan Berkovitz featured insightful and spirit discussions across a content filled agenda. [read post]
14 Mar 2019, 10:42 am
Nafta Traders, Inc. [read post]
1 Feb 2019, 10:51 am
(Pix © Larry Catá Backer; Tauluseinä Tavelväggen, Wall of Printings (1977); Nörrköping Art Museum Turku Findland))Every year for almost 25 years, the Corporate Practice Commentator (with great thanks to Robert Thompson (Georgetown)) announces the results of its annual poll to select the ten best corporate and securities articles. [read post]
29 Jan 2019, 6:32 am
Expanding the floor trader provision in the swap dealer definition is would permit non-dealer traders who trade large amounts of swaps on SEFs or designated contract markets for their own accounts to register as floor traders rather than swap dealers. [read post]
31 Dec 2018, 6:01 am
Schropp, Debbie Monson, and Dan Ward. [read post]
25 Jan 2017, 3:30 am
Dan Awrey, The Mechanisms of Derivatives Market Efficiency, 91 N.Y.U. [read post]
