Search for: "Daniel A. Gallagher "
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7 Sep 2014, 6:00 am
Commissioner Daniel M. [read post]
4 Dec 2013, 4:22 pm
., Commissioner Daniel M. [read post]
8 May 2012, 8:00 am
Recently, the SEC's newest commissioner, Commissioner Daniel Gallagher, discussed certain of his beliefs, including, among other things, that the SEC should use its exemptive authority derived from the Investment Advisers Act of 1940, to provide some relief for hedge fund and private equity investment mangers from the registration provisions of said Act. [read post]
15 May 2015, 3:01 am
Here’s an excerpt from this WSJ article (also see this piece): Daniel Gallagher, a Republican member of the Securities and Exchange Commission, is preparing to step down after nearly four years at the agency, according to people familiar with the matter. [read post]
19 May 2011, 10:02 am
Securities and Exchange Commission took a new spin with the nomination yesterday of partner Daniel Gallagher, Jr. to serve as one of five agency commissioners. [read post]
31 Mar 2015, 7:19 am
[This story previously appeared in Securities Regulation Daily.]By Amanda Maine, J.D.SEC Commissioner Daniel M. [read post]
BakerHostetler Team Represents Woodruff Sawyer in Sale to Arthur J. Gallagher & Co. for $1.2 Billion
15 Apr 2025, 12:38 pm
Gallagher. [read post]
Commissioner Gallagher’s and Professor Grundfest’s Wrongful Attack on the Shareholder Rights Project
18 May 2015, 6:10 am
This post relates to a paper by Commissioner Daniel M. [read post]
19 Jun 2015, 11:23 am
Tonkovic, J.D.SEC Commissioner Daniel Gallagher has issued a statement concerning his voting against two settled enforcement actions against chief compliance officers. [read post]
9 Jan 2015, 1:19 pm
[This story previously appeared in Securities Regulation Daily.]By Anne Sherry, J.D.The announcement that SEC Commissioner Daniel Gallagher and Stanford professor Joseph Grundfest will revise their argument that the Harvard Shareholder Rights Project (SRP) has violated federal securities laws has only further provoked their critics. [read post]
7 Aug 2014, 12:13 pm
Gallagher instead cited to what he believes is a more applicable case, the D.C. [read post]
21 Dec 2014, 11:01 am
Gallagher and Stanford law School Professor Joseph A. [read post]
17 Apr 2015, 3:40 pm
By Amy Leisinger, J.D.In recent remarks, SEC Commissioner Daniel M. [read post]
19 Sep 2014, 7:35 am
[This story previously appeared in Securities Regulation Daily.]By Matthew Garza, J.D.In two speeches delivered on Tuesday, Commissioner Daniel Gallagher asserted that the equity market structure is out of date, and expressed alarm over opaqueness in the debt markets. [read post]
6 Jan 2015, 5:37 am
Grundfest and endorsed by Commissioner Daniel Gallagher, titled No Good Deed Goes Unpunished: A Reply to Professor Macey’s Reply, and available on the Forum here. [read post]
7 Jan 2015, 5:53 am
This post offers a critique of a paper by Commissioner Daniel Gallagher and Professor Joseph A. [read post]
15 Jan 2015, 5:30 am
We write to respectfully urge SEC Commissioner Daniel M. [read post]
10 Nov 2014, 6:04 am
Last week, Securities and Exchange Commissioner Daniel Gallagher took the unusual step of publishing a letter to the editor of the New York Times expressing his opposition to the SEC even considering companies’ disclosure of political spending. [read post]
30 Jun 2015, 12:52 pm
Last week, S.E.C Commissioner Daniel M. [read post]
12 Dec 2014, 12:59 pm
[This story previously appeared in Securities Regulation Daily.]By Anne Sherry, J.D.A provocative paper co-authored by SEC Commissioner Daniel Gallagher describes how companies can seek to exclude shareholder proposals by the Harvard Shareholder Rights Project calling for destaggering (declassifying) boards of directors. [read post]
