Search for: "Daniel Dodd"
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2 Sep 2022, 6:30 am
Securities and Exchange Commission, on Friday, August 26, 2022 Tags: Dodd-Frank Act, Executive Compensation, Incentives, Pay for performance, Performance measures, SEC, SEC rulemaking, Securities regulation Statement by Chair Gensler on Final Rule Regarding Pay Versus Performance Posted by Gary Gensler, U.S. [read post]
17 Jun 2022, 6:27 am
Evidence from Pay Ratio Disclosure Posted by Stephan Siegel (University of Washington), on Wednesday, June 15, 2022 Tags: Capital markets, Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, ESG, Executive Compensation, Inequality, Reputation, Stakeholders Policy Insights on Executive Compensation Posted by John Galloway, Vanguard, Inc., on Wednesday, June 15, 2022 Tags: Asset… [read post]
17 Jun 2022, 6:27 am
Evidence from Pay Ratio Disclosure Posted by Stephan Siegel (University of Washington), on Wednesday, June 15, 2022 Tags: Capital markets, Compensation disclosure, Compensation ratios, Disclosure, Dodd-Frank Act, ESG, Executive Compensation, Inequality, Reputation, Stakeholders Policy Insights on Executive Compensation Posted by John Galloway, Vanguard, Inc., on Wednesday, June 15, 2022 Tags: Asset… [read post]
25 Feb 2022, 6:01 am
Performance Proposed Rules Posted by Daniel Laddin and Louisa Heywood, Compensation Advisory Partners, on Friday, February 18, 2022 Tags: Compensation disclosure, Dodd-Frank s.953, Executive Compensation, Incentives, Pay for performance, SEC, SEC rulemaking, Securities regulation Converting to a Delaware Public Benefit Corporation: Lessons from Experience Posted by Amy L. [read post]
18 Feb 2022, 6:02 am
Posted by Daniel Laddin and Louisa Heywood, Compensation Advisory Partners, on Friday, February 18, 2022 Editor's Note: Daniel Laddin is a founding partner and Louisa Heywood is an analyst at Compensation Advisory Partners. [read post]
7 Oct 2021, 6:40 am
, Yvette Puckett Cravins, and Daniel C. [read post]
16 Sep 2021, 11:42 am
Written by Daniel Standing LL.B., Editor, First Reference Inc. [read post]
3 Sep 2021, 5:46 am
Carlin, Wachtell, Lipton, Rosen & Katz, on Friday, August 27, 2021 Tags: Disclosure, Earnings management, Liability standards, Loss contingencies, SEC, SEC enforcement, Securities enforcement ESG and Incentives 2021 Report Posted by John Borneman, Tatyana Day, and Olivia Voorhis, Semler Brossy LLC, on Friday, August 27, 2021 Tags: Climate change, Cybersecurity, Diversity, Environmental disclosure, ESG, Executive… [read post]
20 Aug 2021, 7:10 am
He said the Dodd-Frank Act also granted the CFTC authority over swaps. [read post]
13 Aug 2021, 2:52 pm
The Dodd-Frank SEC whistleblower program was inspired by Harry Markopolos, the prototypical whistleblower outsider who warned the SEC’s Boston office of the Madoff scandal from his vantage point as an investment advisor, not a Madoff insider. [read post]
7 May 2021, 5:55 am
Daniel, Cynthia M. [read post]
16 Apr 2021, 8:43 am
As part of “comprehensive rectifications” sought by regulators, Alibaba will make it easier for merchants to do business with it, Chief Executive Daniel Zhang told an online conference for media and analysts. . . . [read post]
29 Mar 2021, 7:01 am
Evidence from the Business Roundtable Challenge by Bo Becker, Daniel Bergstresser, and Guhan Subramanian (discussed on the Forum here). [read post]
5 Mar 2021, 6:03 am
Markowitz, Akin Gump Strauss Hauer & Feld LLP, on Tuesday, March 2, 2021 Tags: Climate change, Disclosure, Environmental disclosure, ESG, Joe Biden, Risk disclosure, SEC, Securities regulation, Sustainability Climate Risk and the Transition to a Low-Carbon Economy Posted by Jessica McDougall and Danielle Sugarman, BlackRock, Inc., on Tuesday, March 2, 2021 Tags: Climate change, Environmental… [read post]
22 Jan 2021, 5:54 am
., on Monday, January 18, 2021 Tags: Class actions, Securities enforcement, Securities fraud, Securities litigation, Settlements, Shareholder suits, U.S. federal courts Directors Using Their Employer’s Email Account Posted by Daniel E. [read post]
20 Jan 2021, 9:50 am
For example, the Whistleblower Protection Enhancement Act, introduced by former Senator Daniel Akaka of Hawaii, was passed in 2012. [read post]
20 Jan 2021, 9:50 am
For example, the Whistleblower Protection Enhancement Act, introduced by former Senator Daniel Akaka of Hawaii, was passed in 2012. [read post]
17 Dec 2020, 8:30 pm
The agency voting to adopt industry-friendly changes to its “resources extraction” disclosure rule follows a 10-year industry fight to water down the measure, mandated by the 2010 Dodd Frank law passed to battle corporate corruption. [read post]
23 Jul 2020, 8:30 am
In "Misalignment," Seligman seeks to address the perceived shortcomings of the Dodd-Frank Act. [read post]
17 Jun 2020, 12:06 pm
A number of statutes allow whistleblowers to bring claims for financial misconduct, including the Sarbanes-Oxley Act, the Dodd-Frank Act, the Financial Institutions Reform, Recovery, and Enforcement Act (FIRREA), and the False Claims Act (FCA). [read post]
