Search for: "David Rodman"
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2 Oct 2008, 7:43 pm
(Editor’s Note: The article below, just published in The Deal, came to us from its author David Marcus.) [read post]
2 May 2011, 11:23 pm
Matthew David Osborn, formerly with Edward Jones in Yreka, California, was suspended from association with any FINRA member for 10 business days and fined $5,000 in connection with exercising discretion in a customer account without the customer's authorization. [read post]
11 Mar 2022, 6:01 am
Eddy, Wachtell, Lipton, Rosen & Katz, on Tuesday, March 8, 2022 Tags: Compliance & ethics, Compliance and disclosure interpretation, Corporate crime, DOJ, Misconduct, Securities enforcement, Securities regulation SEC Proposes New Rules for Private Fund Advisers Posted by David N. [read post]
27 Mar 2016, 2:54 pm
(Pix © Larry Catá Backer 2016)Globalization has produced a wealth of marvelous work that seeks to theorize the emerging relationships between states, non-state actors (especially multinational corporations), and international organizations. [read post]
9 Apr 2017, 8:35 am
I am happy to announce the publication of an article, "The Emerging Normative Structures of Transnational Law: Non-State Enterprises in Polycentric Asymmetric Global Orders," that appears in the B.Y.U. [read post]
