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12 Mar 2023, 2:05 pm
In the later part of 2022 alone, the SEC launched investigations into the ESG investment funds of Goldman Sachs, Deutsche Bank, and New York Mellon, the last of which ended up settling for about one million U.S. dollars. [read post]
27 Feb 2023, 4:40 am
Supporters of the bill cite as a concern a January rule that limits the use of pistol braces designed to stabilize pistols while firing. [read post]
26 Feb 2023, 9:05 pm
Last summer, after the Adani Group completed its $10.5 billion leveraged buyout of a cement business from Swiss firm Holcim, Gautam Adani boasted to the Economic Times that his “relationship banks” – Barclays, Deutsche Bank, and Standard Chartered Bank – had “fully funded” the deal. [read post]
8 Feb 2023, 7:36 am
The surveillance practice was reportedly authorized under the Investigatory Powers Act, which critics claim gives security services too much power to collect the data of innocent people. [read post]
27 Jan 2023, 10:21 am
But using limited money to protect the bond market will indeed compel a government shutdown because it will divert money from other outlays. [read post]
23 Nov 2022, 6:32 am
For example, the Federal Regulation of Securities Committee of the Business Law Section of the American Bar Association, while generally supportive of the Proposal, recommended that disclosure of Scope 3 emissions should be limited to situations in which such disclosures are material, and that the extent of Scope 3 disclosures should be limited to more easily quantifiable or estimable categories. [read post]
23 Nov 2022, 6:32 am
For example, the Federal Regulation of Securities Committee of the Business Law Section of the American Bar Association, while generally supportive of the Proposal, recommended that disclosure of Scope 3 emissions should be limited to situations in which such disclosures are material, and that the extent of Scope 3 disclosures should be limited to more easily quantifiable or estimable categories. [read post]
21 Sep 2022, 7:23 am
Misrepresentations to Banks and Insurers According to the OAG, Trump used these exaggerated financial statements to secure more favorable terms from banks and insurers. [read post]
18 Jul 2022, 2:46 pm
We are therefore seeing more ESG-focused securities litigation in the pipeline for these reasons. [read post]
21 Jun 2022, 9:01 pm
Just a week later, the German police raided Deutsche Bank’s DWS unit over ESG “greenwashing” claims. [read post]
13 May 2022, 3:00 am
Federal Reserve Board issues enforcement action with former employee of Deutsche Bank Romero altered the proposed annual base salary in an offer letter he received from a competing financial institution, and provided that offer letter containing the altered salary to the Bank in an effort to increase his annual base salary; …[T]he Bank in December 2018 matched the altered salary from the competing financial institution and increased Romero’s annual… [read post]
2 May 2022, 7:03 am
Last week, the first bank (Deutsche) warned that a major recession is coming. [read post]
26 Apr 2022, 12:55 pm
The court also directed the return to BofA of the security that the bank had deposited in order to be permitted to credit bid at the auction of the M/V ARICA in July 2020. [read post]
14 Apr 2022, 7:16 am
They include, for example, an interruption of computers that support stock trading at the NASDAQ or the London Stock Exchange (the Moscow Exchange index has lost almost 50 percent of its value since its February high); the processing of payments at SWIFT (from which Russian banks were recently ejected); or the data servers of JPMorgan Chase, Deutsche Bank and other banks that have dialed down their Russian operations. [read post]
14 Jan 2022, 11:39 am
Deutsche Bank – Coming in at number two, Deutsche Bank AG agreed to pay over $130 million to resolve charges that the financial services company violated the FCPA and engaged in a commodities fraud scheme. [read post]
14 Jan 2022, 11:39 am
Deutsche Bank – Coming in at number two, Deutsche Bank AG agreed to pay over $130 million to resolve charges that the financial services company violated the FCPA and engaged in a commodities fraud scheme. [read post]
1 Nov 2021, 11:29 am
As we reported in May 2021, the CFTC was facing a dilemma: it was preparing to issue an award of approximately $100 million based on a claim by a whistleblower in the 2015 $2.5 billion Deutsche Bank LIBOR manipulation settlement, but the Customer Protection Fund that is used to pay whistleblower awards had only $117 million in it. [read post]
15 Oct 2021, 9:17 am
Deutsche Bank, Commerzbank, BNP Paribas, ING, Santander, UniCredit and BBVA are among 22 backers of an effort, dubbed the European Payments Initiative (EPI), that’s seeking to move the EU’s cross-border payments industry beyond the influence of Washington. [read post]
15 Oct 2021, 9:17 am
Deutsche Bank, Commerzbank, BNP Paribas, ING, Santander, UniCredit and BBVA are among 22 backers of an effort, dubbed the European Payments Initiative (EPI), that’s seeking to move the EU’s cross-border payments industry beyond the influence of Washington. [read post]
4 Oct 2021, 6:24 am
Exemption for listed entities Transfers of shares to new shareholders through a stock market transaction are not subject to the limitations above. [read post]
