Search for: "Deutsche-A Securities, Inc."
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4 Feb 2013, 7:27 am
On January 28, HSBC Bank USA, acting in its capacity as Trustee for a single home equity loan trust, filed a complaint in the Supreme Court for the State of New York against DB Structured Products Inc., an affiliate of Deutsche Bank AG. [read post]
19 Mar 2013, 10:19 am
On March 13, the Massachusetts Securities Division (Division) and Deutsche Bank Securities Inc. [read post]
10 Apr 2011, 10:23 am
NYSE Euronext announced today that its Board of Directors unanimously reaffirmed the combination agreement with Deutsche Boerse AG and rejected the "unsolicited and highly conditional" proposal by NASDAQ OMX Group, Inc. and IntercontinentalExchange, Inc. to break up NYSE Euronext. [read post]
5 May 2011, 9:53 am
Attorney Preet Bharara describes a long history of unreliable underwriting standards and quality control at the mortgage lender, MortgageIT Inc., which was acquired by Deutsche Bank in 2007. [read post]
4 Aug 2009, 9:02 pm
District Court did not Abuse Discretion in Denying Class Action Certification in Securities Fraud Class Action because Reliance Required to Establish Securities Exchange Act § 10(b) Violation could not be Proven on a Class-Wide Basis Ninth Circuit Holds Numerous putative class action complaints were filed against Deutsche Bank alleging securities fraud in the alleged manipulation of the stock price of GenesisIntermedia, Inc. [read post]
6 Jun 2016, 8:57 am
On May 26, 2016, the FDIC reached a $190 million settlement of RMBS claims against eight financial institutions, including Barclays Capital Inc.; Deutsche Bank Securities Inc.; Goldman, Sachs & Co; RBS Securities Inc.; and UBS Securities LLC. [read post]
10 Feb 2012, 5:45 am
At the same time, the department filed a proposed settlement of the lawsuit that would preserve competition in the United States by requiring Deutsche Börse to direct its subsidiary, International Securities Exchange Holdings Inc., to sell its 31.5 percent stake in Direct Edge Holdings LLC, the fourth largest stock exchange operator in the United States, and agree to other restrictions. [read post]
13 Apr 2023, 10:19 am
According to his FINRA BrokerCheck profile, Russell was reportedly affiliated with DEUTSCHE BANK SECURITIES INC. [read post]
5 Jul 2016, 9:09 am
Both Holden and his wife signed a mortgage with Mortgage Electronic Registration Systems, Inc. [read post]
25 Sep 2017, 8:09 am
District Court for the Western District of Texas granted summary judgment in favor of defendants Goldman Sachs & Co. and Deutsche Bank Securities Inc. on certain aspects of the method and rate that will be used to calculate damages in an RMBS suit brought by the Federal Deposit Insurance Corporation. [read post]
25 Sep 2017, 8:09 am
District Court for the Western District of Texas granted summary judgment in favor of defendants Goldman Sachs & Co. and Deutsche Bank Securities Inc. on certain aspects of the method and rate that will be used to calculate damages in an RMBS suit brought by the Federal Deposit Insurance Corporation. [read post]
27 Feb 2017, 5:00 am
(“DBAHC”), DBAHC Executive Committee, Deutsche Bank Matched Savings Plan Investment Committee (the “Investment Committee”), Richard O’Connell, Deutsche Investment Management Americas Inc. [read post]
23 Oct 2012, 9:19 am
FINRA recently released an Acceptance, Waiver and Consent signed by Deutsche Bank Securities, Inc. [read post]
20 Jan 2016, 7:41 am
The promissory note was secured by a mortgage on the property executed by both Holden and his wife in favor of Mortgage Electronic Registration Systems, Inc. [read post]
29 Feb 2016, 10:23 am
Grom (“Grom), a Deutsche Bank Securities, Inc. [read post]
2 Aug 2017, 6:45 am
Financial Industry Regulatory Authority’s claims that they failed to have adequate risk controls Deutsche Bank Securities Inc., Citigroup Global Markets Inc., J.P. [read post]
2 Aug 2017, 3:15 pm
Financial Industry Regulatory Authority’s claims that they failed to have adequate risk controls Deutsche Bank Securities Inc., Citigroup Global Markets Inc., J.P. [read post]
4 Mar 2022, 10:21 am
FINRA Arbitrators Award Over $2 Million In Disputed Customer Transfer and Asset Purchase Agreement (BrokeAndBroker.com Blog)Former Cantor Fitzgerald Trader Sues Over Wrongful Termination Involving Child Care Leave (BrokeAndBroker.com Blog)SEC Proposes Rules on Cybersecurity Risk Management, Strategy, Governance, and Incident Disclosure by Public Companies (SEC Release)SEC Obtains Final Judgment Against Operator of Fraudulent Digital Asset Trading Fund (SEC Release)FINRA Fines Deutsche… [read post]
2 Sep 2011, 3:14 pm
” Royal Bank of Scotland is alleged to have sold more than $30.4 billion in faulty mortgage-backed securities, while Merrill Lynch is blamed for about $25 billion and Deutsche Bank for $14.2 billion. [read post]
29 Oct 2009, 5:45 am
Waste Information & Management Services, Inc. [read post]
